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Posted inEurope

BNP Paribas nearing settlements with SEC, CFTC over off-channel comms

by Jeff Dale July 28, 2023August 1, 2023

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French bank BNP Paribas disclosed it reached proposed settlements with the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) regarding alleged use of off-channel communications for business by employees.

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