Sometimes the news around corporate compliance, risk, and governance just comes too fast and furious to keep pace. Various items on my mind today…
Your mystery regulator. Last week I had the privilege of hosting another Compliance Week executive roundtable, where we met with compliance and risk officers from the banking sector to talk about the Dodd-Frank Act. The conversation spanned a wide range of concerns, mostly orbiting around the complaint of too many regulators demanding too much data. One specific subject that came up for discussion: the Office of Financial Research, the regulatory agency nobody watches.
