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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-07-17T13:52:00
BroadRiver Asset Management, with assets under management of $1.4 billion, has appointed Emma Dickson as general counsel and chief compliance officer.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2019-08-09T17:12:00Z By CW Staff
HDI Global Insurance (HDI) has appointed Patricia Ryan as general counsel and corporate secretary with immediate effect.
2019-08-07T17:22:00Z By CW Staff
Athena Capital Advisors, a privately owned registered investment advisor, has appointed Beth Lehman as deputy general counsel and chief compliance officer.
2019-07-25T15:28:00Z By CW Staff
Celsius Network, a London-based cryptocurrency platform, has appointed Jeremie Beaudry as chief compliance officer.
2024-10-21T17:31:00Z By CW Staff
Sheppard Pratt, a private, nonprofit provider of mental health, substance use, developmental disability, special education, and social services, announced the appointment of Jennifer Coyne as general counsel.
2024-10-21T17:30:00Z By CW Staff
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
2024-10-21T17:30:00Z By CW Staff
Genus Capital Management announced the appointment of Stephanie Tsui as the firm’s new chief sustainability officer.
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