Two Wells Fargo broker-dealers agreed to jointly pay a $2.25 million fine to settle charges levied by the Financial Industry Regulatory Authority (FINRA) regarding a failure to store approximately 13 million customer records in the proper format over a 17-year span.

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Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:...