Below are a sampling of disclosures made in October that describe internal control “issues.” These are not disclosures of deficiencies or weaknesses; rather, the companies simply have noted they have some problem related to their controls. Please be aware that the excerpts below are just that: excerpts. The complete SEC filings are available for those who would like to review the complete disclosures in greater detail. For related information on the list below, please refer to the related story from the Nov. 9 edition of Compliance Week.
