Metrics to Measure Compliance Effectiveness

By Mitch Avnet, Senior Vice President Chief Ethics and Compliance Officer, Lincoln Financial Group 2019-01-15T14:24:31.263+00:00

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Article
Benchmark report provides holistic look at compliance best practices
2019-06-18T15:49:00Z
A benchmark report published by NAVEX Global provides comprehensive research into the multiple disciplines of an ethics and compliance program.
Webcast
Webcast: Following the Money to Prevent Human Trafficking
Webcast details: July 30, 2019 – 2 p.m. ET | CPE Credit(s): 1
Webcast
Webcast: Broker-Dealers on Social Media: Understanding the Risks
Provided by Proofpoint
Webcast details: July 25, 2019 – 2 p.m. ET | CPE Credit(s): 1

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