Metrics to Measure Compliance Effectiveness

By Mitch Avnet, Senior Vice President Chief Ethics and Compliance Officer, Lincoln Financial Group 2019-01-15T14:24:31.263+00:00

Topics

Article
International banking regulator: Big Tech ‘may pose risks to financial stability’
2019-12-13T18:29:00Z
Big technology firms like Amazon, Facebook, Twitter, and Google are a potential risk if they get more heavily involved in providing financial services, says the Financial Stability Board.
Article
WADA mess: Sports regulator’s light touch sends bad compliance message
2019-12-13T15:55:00Z
One of sports’ key enforcement agencies handed out a penalty this week that sent a message no regulator wants to send: Punitive action may only come after the guilty party has already reaped the rewards.
Article
Former FCPA chief’s 7 steps to third-party compliance
2019-12-12T21:03:00Z
Speaking at CW’s Third-Party Risk Management and Oversight Summit, former FCPA Unit chief Kara Brockmeyer called attention to recent enforcement actions against Walmart and Ericsson as a way to highlight seven steps to third-party compliance.