Metrics to Measure Compliance Effectiveness

By Mitch Avnet, Senior Vice President Chief Ethics and Compliance Officer, Lincoln Financial Group 2019-01-15T14:24:31.263+00:00

Topics

Article
Who will be suited to compliance roles in the 2020s?
2021-07-23T15:02:00Z
The challenges for compliance moving forward through the decade will become more insidious in nature. The profession requires fresh thinking and different perspectives, complemented by creativity, curiosity, and care.
Article
ICFR failures cost Tandy Leather in SEC settlement
2021-07-21T16:28:00Z
Tandy Leather Factory and its former CEO have agreed to pay a total of $225,000 as part of a settlement with the SEC to resolve charges of inaccurate financial reporting caused by a faulty inventory tracking system.
Article
‘Witness to Wrongdoing’ shines crucial light on understanding whistleblowers
2021-07-21T13:00:00Z
An upcoming CW series chronicles the timeline of a whistleblower—from identifying wrongdoing to reporting and enduring subsequent hardships. Exclusive interviews impart key lessons for compliance officers seeking to become an ally to these individuals.

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