By Rezaul Karim, CW guest columnist 2025-09-26T11:00:00
When I look back on my career as a compliance officer, I often have mixed feelings. Of course, neither is it a glamorous job, nor is it always well understood by those outside of this profession, but it is an extremely important profession nowadays. On National Compliance Officer Day, I want to reflect on what this profession means to me and why I believe it is more important than ever.
2025-09-26T15:15:00Z By Kristy Grant-Hart guest columnist
When people ask me why I chose to be a compliance and ethics officer, my answer is simple: because what we do changes the world.
2025-09-26T11:00:00Z By Carrie Penman, CW guest columnist
When I first stepped into this profession, my title was not “Chief Compliance Officer.” It was “Ethics Officer.” At Westinghouse, I was tasked with launching a program that, at the time, felt experimental: a global, enterprise-wide ethics initiative built not on rules, but on values. I traded in my career ...
2025-09-26T11:00:00Z By Erica Curry CW guest columnist
I never planned to become a Compliance Officer. My path began in banking, shifted into risk management, and eventually brought me to compliance. What convinced me to stay was the realization that my work could solve real problems that affect real people.
2025-09-26T11:00:00Z By Lisa Johnson, CW guest columnist
After completing law school, I accepted a role in the Hearings group with the Nasdaq Stock Market. I did not have any previous experience or desire to enter the financial services industry, but was fascinated by the regulatory body and its goal to protect individual investor interests.
2025-09-26T11:00:00Z By Taneesha Routier, CW guest columnist
I liken my career in compliance to the movie and international social staple known as “Le Diner En Blanc.”
2025-09-26T11:00:00Z By Timothy Miller, CW guest columnist
I am often asked, when I speak at conferences, “Why compliance as a career?” To be completely transparent and honest, when I first started my career, what I was doing was not called “compliance” per se.
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