Proofpoint is a next-generation cybersecurity company that protects your people, data and brand against advanced threats and compliance risks. Built on the cloud and the world's most advanced intelligence platform, their solutions help you effectively detect and block targeted attacks and respond quickly to suspected compromises.
Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.
The compliance world is changing. Regulations are evolving and new technology addressing compliance challenges are becoming available. From international privacy regulations to new communication channels, how can organizations keep up with those changing regulations and how can they remain nimble.
Social communication is no longer optional—even for businesses. Clients expect to engage with businesses on social media, and the most successful firms are delivering on that expectation. But as your digital presence grows, so does your exposure to risk.
Financial services, pharmaceuticals, healthcare, and energy are some of today’s most regulated industries. And their compliance risks have only grown as modern business evolves. And you must comply with new rules that govern email, the web, social media, and more.
Today’s cyber security battlegrounds extend beyond your corporate environment – think social media channels, domains, mobile apps, and even the dark web.
Cyber criminals go anywhere there’s a potential financial gain, and FIs a top target. To fight back against these potential threats, you need a digital risk and compliance solution built for all your digital channels.
Social media compliance is a big job, and it can be difficult to handle every detail yourself. Ensuring compliance requires knowledge, following procedures, and constant monitoring. Especially now that the Federal Trade Commission (FTC) is really cracking down on businesses staying compliant on social media.
This e-Book on cloud security is produced by Compliance Week in cooperation with Proofpoint. The e-Book offers various articles from Compliance Week regarding the ease and advantages the cloud affords, e-Discovery concerns associated with the move to the cloud, and ways to improve security in response to the rise of ...