Welcome to ComplianceWeek.com. This site uses cookies. Read our policy.

  • Skip to main content
  • Skip to navigation
Compliance Week
compliance-week-logo
Insert Logo text
Mast navigation
  • Register
  • Membership
  • Sign In
Search our site
Menu
Close menu
  • Home
  • Topics
    • Back to parent navigation item
    • Topics
    • Accounting & Auditing
    • AML
    • Anti-Bribery
    • Anti-Corruption
    • Boards & Shareholders
    • Coronavirus Pandemic
    • Cyber-Security
    • Data Privacy
    • Ethics & Culture
    • Europe
    • Financial Services
    • Grapevine
    • Internal Controls
    • Regulatory Enforcement
    • Regulatory Policy
    • Risk Management
    • Sanctions
    • Social Responsibility
    • Surveys & Benchmarking
    • Technology
    • Third Party Risk
    • Whistleblowers
    • Artificial Intelligence
    • Brexit
    • Compensation
    • Investigations
    • Supply Chain
    • Culture
    • Opinion
    • GDPR
    • GRC Announcements
    • GRC Illustrated
    • Social Media
    • Software
    • Top Minds
    • Best of CWE2019
    • Best of CW2019
    • My Compliance Library
    • Ask Amii Mailbag
    • Training
    • Nailed It or Failed It
  • Webcasts & Training
  • Events
    • Back to parent navigation item
    • Events
    • Upcoming events
      • Back to parent navigation item
      • Upcoming events
      • Compliance considerations for workplace return: Feb. 24 (virtual)
    • Excellence in Compliance Awards
    • Upcoming webcasts
      • Back to parent navigation item
      • Upcoming webcasts
      • Jan 26: Machine learning survey
      • Jan 28: Return to office
      • Feb 2: Building for SOC 2
  • Resource Library
    • Back to parent navigation item
    • Resource Library
    • Thought Leadership
    • e-Books
    • Webcasts
    • Software Demos
    • In-Depth Reports
    • Surveys
  • Special Reports
    • Back to parent navigation item
    • Special Reports
    • Latest special reports
      • Back to parent navigation item
      • Latest special reports
      • 2020 review / 2021 preview
      • Inside the Mind of the CCO 2
      • Compliance & coronavirus
      • Compliance training
      • Maturing in your tech journey
    • Digital Editions
    • Top Minds
  • Video
  • Membership
  • Home
  • Topics
      • Accounting & Auditing
      • AML
      • Anti-Bribery
      • Anti-Corruption
      • Boards & Shareholders
      • Coronavirus Pandemic
      • Cyber-Security
      • Data Privacy
      • Ethics & Culture
      • Europe
      • Financial Services
      • Grapevine
      • Internal Controls
      • Regulatory Enforcement
      • Regulatory Policy
      • Risk Management
      • Sanctions
      • Social Responsibility
      • Surveys & Benchmarking
      • Technology
      • Third Party Risk
      • Whistleblowers
      • Artificial Intelligence
      • Brexit
      • Compensation
      • Investigations
      • Supply Chain
      • Culture
      • Opinion
      • GDPR
      • GRC Announcements
      • GRC Illustrated
      • Social Media
      • Software
      • Top Minds
      • Best of CWE2019
      • Best of CW2019
      • My Compliance Library
      • Ask Amii Mailbag
      • Training
      • Nailed It or Failed It
    • Joe Biden
      How will Biden administration impact compliance
    • Inside the Mind of the CCO
      Inside the Mind of the CCO: 2020 a year like no other
  • Webcasts & Training
  • Events
      • Upcoming events
        • Compliance considerations for workplace return: Feb. 24 (virtual)
      • Excellence in Compliance Awards
      • Upcoming webcasts
        • Jan 26: Machine learning survey
        • Jan 28: Return to office
        • Feb 2: Building for SOC 2
    • Benchmark your return-to-office plan against those articulated by employment and data privacy lawyers, healthcare experts, and regulators; gain insights from industry leaders across a range of business sectors; and share experiences and lessons learned with your peers.

      Register
  • Resource Library
      • Thought Leadership
      • e-Books
      • Webcasts
      • Software Demos
      • In-Depth Reports
      • Surveys
    • AMLCover
      e-Book: AML: New U.S. regulation to start the year offProvided by Silo by Authentic8
    • SkillsoftBTW
      e-Book: A blueprint for COVID-19: Getting back to the officeProvided by Skillsoft
    • EntityMgmt
      e-Book: The Benefits of Centralizing and Automating Entity ManagementProvided by Diligent Compliance
  • Special Reports
      • Latest special reports
        • 2020 review / 2021 preview
        • Inside the Mind of the CCO 2
        • Compliance & coronavirus
        • Compliance training
        • Maturing in your tech journey
      • Digital Editions
      • Top Minds
  • Video
  • Membership
    • Learn from the latest headlines and protect your company today

      • Best practices for handling GDPR and CCPA ‘right of access’ requests
      • Ex-Wells Fargo general counsel fined $3.5M for fake accounts role
      • Capital One fined $390M for ‘egregious’ AML compliance failures
      • Analysis: Improving SARs effectiveness takes more than act of Congress


      Individual Corporate
  • More navigation items

Putting Leaders On The Line With The Senior Managers Regime

By Viri Chauhan – International Compliance Training, Jonathan Bowdler – International Compliance Training, Stefan Sauer – Royal Bank of Scotland, Anthony Wills – Former Bank of Beirut (UK) 2019-01-15T14:24:31.27+00:00

  • No comments

Downloads

  • resourcefiles/CWE15_Senior-Managers-Regime_PowerPoint

    PDF, Size 0.54 mb

Topics

  • Internal Controls
  • No comments

Related articles

  • Cyber-risk panel
    Article

    Cyber-Risk Summit: 7 best practices for protecting employee health data

    2021-01-21T21:19:00Z

    Experts at CW’s virtual Cyber-Risk and Data Privacy Summit explain the importance for companies to review and enhance their current data security compliance policies and procedures.

  • AImaze
    Article

    Psychology of compliance: Counteracting bias in technology

    2021-01-20T18:02:00Z

    Counteracting bias is part of the compliance officer job description, and now more than ever is it important for that duty to extend to new business technologies being implemented.

  • Technology decisions
    Article

    Surveys: Rushing technology decisions comes with big compliance risks

    2021-01-15T18:23:00Z

    Embracing technology to help manage risk and improve efficiencies is a trend that’s been developing in the compliance space for a while, but the pandemic has fast-tracked the urgency behind it, according to a couple of recent surveys.

No comments yet

You're not signed in.

Only registered users can comment on this article.

Sign in Register
  • My CW
  • About Compliance Week
  • Help
  • Privacy Policy
  • Terms and Conditions
  • Advertise
  • Reprints
  • Do Not Sell My Info
  • Issues
  • Customer service
  • Contact us
  • Topics A-Z
  • © 2021 Compliance Week
Connect with us to join the compliance conversation.

Site powered by Webvision Cloud