The long-awaited 2021 examination priorities of the Securities and Exchange Commission (SEC) were released Wednesday, providing investment firms and broker-dealers with a breakdown of the issues the Division of Examinations will focus on this year.

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Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:...