Two investment advisers agreed to pay a total of $400,000 to settle charges by the Securities and Exchange Commission (SEC) the firms each engaged in artificial intelligence (AI) misrepresentations that misled clients about how they were using the technology.

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Adrianne Appel writes regulatory news, policy, and trends for Compliance Week. She previously reported about policy developments for Bloomberg Law and Bloomberg Government. Email: adrianne.appel@complianceweek.com LinkedIn:...