The co-founder of a Las Vegas-based software company has agreed to pay a $97,523 fine to settle charges laid by the Securities and Exchange Commission (SEC) that he impeded a whistleblower’s attempt to communicate with the agency about a securities law violation.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
