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Posted inRegulatory Policy

Dodd, Frank challenge SEC’s Regulation Best Interest

by Lori Tripoli January 10, 2020January 16, 2026

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Joining forces with a handful of state attorneys general who are seeking to have the Securities and Exchange Commission’s Regulation Best Interest set aside, former Sen. Christopher Dodd (D-Conn.) and former Rep. Barney Frank (D-Mass.), joined by 10 other current and former members of Congress, have filed a “friend of the court” brief in the 2nd U.S. Circuit Court of Appeals siding with the states.


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