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All Robinhood Financial articles

Article
Compliance implications of Robinhood’s record $70M FINRA fine

2021-07-01T18:19:00Z

The Financial Industry Regulatory Authority ordered Robinhood Financial to pay a record-breaking $70 million in penalties, the result of “systemic supervisory failures in several critical parts of its business.” The firm must retain a compliance consultant, among other enhancements.
Article
GameStop fallout: SEC’s Gary Gensler eyes reducing stock settlement period

2021-05-06T18:39:00Z

New SEC Chairman Gary Gensler discussed shortening the settlement period for trades and requiring new disclosures by broker-dealers as part of testimony before Congress regarding this year’s GameStop stock surge.
Article
Robinhood, FINRA discussing settlement over 2020 outages

2021-03-01T18:26:00Z

Online stock-trading platform Robinhood said it may face at least $26.6 million in costs related to resolving investigations by FINRA concerning its options-trading practices and outages its platform suffered last year.