All Rules & Proposals articles – Page 11
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Blog
Trump’s tariffs inch U.S. closer to a multinational trade war
The White House on Thursday announced new steel and aluminum tariffs imposed on Canada, Mexico, and the European Union. Those countries are now threatening retaliation with targeted tariffs of their own.
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Article
Fed pitches a new effort to streamline Volcker rule
On the heels of new legislation targeting reach of the Volcker rule to small- and medium-sized financial institutions, the Fed has announced its own plan for streamlining the Dodd-Frank Act’s regulatory centerpiece.
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Podcast
Podcast: Coping with new liquidity risk rules for investment firms
In this edition of the Compliance Week podcast, we chat with Jeanette Turner, chief Regulatory Officer at Compliance Solutions Strategies, about requirements in the SEC’s Reporting Modernization and Liquidity Risk Management rule.
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ArticleTen takeaways from Compliance Week 2018
Editor in Chief Dave Lefort presents 10 takeaways from Compliance Week’s 13th annual national conference—with contributions from CW’s Jaclyn Jaeger, Joe Mont, and Tammy Whitehouse.
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Blog
Trump signs into effect new Space Policy Directive
President Trump this week signed and enacted new policies for modernizing and streamlining the regulatory climate for companies involved in private space exploration and commerce, including rocket launches and satellite placements.
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Blog
Banking Committee advances CFIUS bill, hits Trump on ZTE
The Senate Banking Committee this week advanced the Foreign Investment Risk Review Modernization Act. Among its ammendments: prohibiting the President from changing the penalties on Chinese telecommunication companies that have sanctions levied against them.
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Blog
President signs into law Dodd-Frank relief for community banks
On Thursday, President Trump signed a bipartisan bill, the Economic Growth, Regulatory Relief, and Consumer Protection Act, easing the Dodd-Frank Act’s regulatory burden on community banks.
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Blog
SEC proposes safe harbor for broker-dealer research reports
The SEC has proposed new rules that offer safe harbor protections for research broker-dealers who provide research reports on mutual funds, ETFs, registered closed-end funds, and business development companies.
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Article
Dodd-Frank Act rule rollback makes its way through Congress
With some help from Democrats, Congressional Republicans have sent the most significant Dodd-Frank Act regulatory retreat to date on to the desk of President Trump.
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Article
One small step: Efforts under way to make outer space more business-friendly
As is the case in other industries, plans are afoot to ease the regulatory burdens and confusion surrounding space-based enterprises.
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Article
Along with name change, plans afoot to rethink CFPB enforcement
Throughout the month, a flurry of commenters has weighed in on efforts to potentially reshape the Consumer Financial Protection Bureau’s enforcement policies.
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Blog
FDA will publicly scold drug companies that try to derail generics
The FDA’s new tactic for driving down prescription drug costs: publicly shaming them by “shining a light on situations where drug makers may be pursuing gaming tactics to delay generic competition.” Drug companies that try to scuttle generic competition will be named on the FDA’s Website.
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Blog
Report: Wells Fargo employees may have altered customer documents
The latest catalyst for bad news at Wells Fargo: allegations that employees altered information on business customers’ forms and documents.
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Podcast
Podcast: the risks and regulatory challenges of cryptocurrencies
Our latest podcast features Eric Sohn, a financial crime specialist and director of business product at Dow Jones Risk & Compliance, in a conversation about the fraud and money laundering risks raised by the fervor surrounding cryptocurrencies and Initial Coin Offerings.
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Blog
Dem Senators grill CEOs over payments to Trump attorney
A team of Senate Democrats is demanding answers and information from two companies that paid President Trump's personal attorney Michael Cohen “substantial payments” through a shell company while both had business pending before the administration.
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ArticleWith proxy season under way, so is executive pay scrutiny
Although this year’s proxy season is just beginning, there are already some clues about how shareholders are voting on corporate pay packages.
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Podcast
Podcast: Improving customer due diligence
In our latest podcast we look at recently enacted customer due diligence demands from the Treasury Department’s Financial Crimes Enforcement Network, discuss the complexity of the rule, and how technology can automate processes and assist with compliance.
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ArticleWhite House throwing support behind AI
At a day-long summit convened by the White House last week, tech industry leaders were promised support funding and outreach regarding the development and implementation of artificial intelligence.
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Blog
FinCEN’s due diligence rule now in effect
FinCEN has issued a reminder to financial institutions and their customers that its new customer due diligence requirements took effect on May 11. The agency also clarified its exemptive relief for certain insurance arrangements.
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Blog
Date set for demise of net neutrality: June 11
FCC Chairman Ajit Pai announced on Thursday that the his Commission’s Restoring Internet Freedom Order will take effect on June 11, officially ending "net nutrality."