SpongeUK - Compliance Training at Tesco

By David Ward, Regulatory, Ethics and Compliance Director, Tesco, Kate Pasterfield, Creative Director, SpongeUK 2019-01-15T14:24:31.26+00:00

Topics

Article
ICFR failures cost Tandy Leather in SEC settlement
2021-07-21T16:28:00Z
Tandy Leather Factory and its former CEO have agreed to pay a total of $225,000 as part of a settlement with the SEC to resolve charges of inaccurate financial reporting caused by a faulty inventory tracking system.
Article
Credit Suisse creates new risk role to prevent next Archegos
2021-07-12T17:32:00Z
Credit Suisse has named Amélie Perrier to a new senior executive position to track the trading positions of its largest customers after the bank lost $4.7 billion in the aftermath of the collapse of Archegos Capital Management.
Article
Five steps to elevate your average compliance program
2021-07-12T16:38:00Z
Why settle for an average compliance program when you can have so much more? It isn’t easy, but commitment to a handful of key requirements can push your program to the next level.

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