SpongeUK - Compliance Training at Tesco

By David Ward, Regulatory, Ethics and Compliance Director, Tesco, Kate Pasterfield, Creative Director, SpongeUK 2019-01-15T14:24:31.26+00:00

Topics

Article
OCIE director’s warning: Insufficient CCO support won’t fly
2020-11-19T21:42:00Z
In a year turned upside down by the coronavirus pandemic, one thing hasn’t changed in the eyes of the SEC: The best compliance programs are supported by senior management and have adequate staffing, technology, and training.
Article
Volkswagen CCO Kurt Michels: Tips for surviving a monitorship
2020-11-12T21:06:00Z
Fresh off his company’s compliance monitorship, Volkswagen CCO Kurt Michels shares ways to cultivate a trustful relationship with a monitor; finesse a company’s cultural makeover; and reestablish credibility in the wake of criminal behavior.
Article
COSO report: Elevating compliance leads to more informed decision-making
2020-11-11T22:35:00Z
Many compliance departments are not independent, but instead report to other departments. COSO recommends compliance be separated out into its own division, led by a chief compliance officer with an executive-level position.

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