By
Aaron Nicodemus2025-05-27T17:12:00
Three of four respondents to Compliance Week’s Inside the Mind of the CCO survey said their employers have policies and procedures in place that govern employee use of unauthorized communications on their cell phones.
The survey, conducted in November and December, found that another 11 percent of the 179 practitioners who answered the question were currently drafting new policies under regulatory scrutiny. Fifteen percent reported that they had no off-channel communications policies in place.
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2023-11-27T16:00:00Z By Kyle Brasseur
Our fifth annual “Inside the Mind of the CCO” survey saw keeping up with regulatory policies dethrone resource support as the biggest concern among all respondents for the first time.
2023-01-17T03:28:00Z Provided by Avetta
Twenty years removed from the passage of the Sarbanes-Oxley Act, compliance has established itself as a key component of the global business landscape. And yet, 2022 brought new priorities to the fore for many in the profession.
2025-12-19T20:33:00Z By Aaron Nicodemus
Greg Ruppert, Chief Regulatory Operations Officer at the Financial Industry Regulatory Authority (FINRA), recently shared insights with Compliance Week regarding the self-regulatory organization’s use of Artificial Intelligence in monitoring trends in the market, spotting threats, and keeping its members informed.
2025-12-02T20:36:00Z Provided by konaAI
This survey will explore how ethics & compliance (E&C) officers are adopting and leveraging artificial intelligence (AI), particularly generative AI, within their programs.
Provided by Compliance Week
Compliance Week’s 7th annual Inside the Mind of the CCO survey will take a snapshot of what is happening in the compliance profession, but it can’t happen without you. The survey results will deliver insights and benchmarking data to the compliance community. Thanks in advance for your time!
2025-05-27T17:13:00Z By Ian Sherr
The world is rapidly changing. The European Union is stepping up rules and enforcement, while the United Kingdom is charting its own course. And now the United States is taking a third tack, with unclear regulation enforcement under a mercurial Donald Trump’s second term as president underway.
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