More shots fired this week in the continuing war of words at the Securities and Exchange Commission about whether the SEC is unfairly taking enforcement action against chief compliance officers.
This time, Commissioner Luis Aguilar again defended the agency (as he has done several times this spring) with a statement published Monday calling for the SEC to be more clear in its enforcement orders—so people will not get the wrong impression that the agency is looking to scalp CCOs as part of its enforcement regime.
