All Compliance Week articles in Web Issue – Page 1400
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News BriefSkiHawk Capital Partners beats SEC fraud lawsuit
SkiHawk Capital Partners won the dismissal of fraud claims against it, another investment adviser, and their owners and managers by the Securities and Exchange Commission.
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News BriefRio Tinto to pay $28M in SEC fraud case
Rio Tinto consented to pay a $28 million fine to resolve charges levied by the Securities and Exchange Commission alleging the mining company and its executives committed fraud by inflating the value of coal assets.
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News BriefBinance pleads guilty, fined $4.3B over widespread U.S. law violations
Federal agencies hit Binance with more than $4.3 billion in penalties and imposed multiple compliance monitorships on the virtual currency exchange as punishment for its repeated and intentional violations of U.S. anti-money laundering laws, sanctions, and other regulations.
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News BriefFTC eases AI use investigation process
The Federal Trade Commission approved a measure streamlining its ability to issue civil investigative demands in investigations relating to artificial intelligence use.
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PremiumNo clear path for leniency for U.K. firms navigating Russian sanctions
U.K. companies might be wary of informing regulators they have potentially violated sanctions against Russia over fears they could be publicly criticized for even minor breaches.
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Blog
Yes Bank appoints chief risk officer
India-based Yes Bank announced the appointment of Tushar Patankar as chief risk officer.
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Blog
TMB names general counsel
Entertainment company TMB announced the appointment of Joseph Moschella as senior vice president, general counsel.
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Blog
Airbnb adds chief legal officer
Airbnb announced Ron Klain will join the company as chief legal officer.
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Blog
Point B adds chief legal officer to executive committee
Consulting firm Point B appointed Chris Magill to its executive committee as chief legal officer.
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Blog
Novavax announces chief legal officer
Biotechnology company Novavax announced the appointment of Mark Casey as chief legal officer and corporate secretary.
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Blog
Edmond de Rothschild recruits chief sustainability officer
Switzerland-based Edmond de Rothschild, which specializes in private banking and asset management, appointed Nathalie Wallace as chief sustainability officer.
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PremiumAll eyes on Companies House in U.K. corporate transparency efforts
The success of the U.K.’s latest legislative efforts to tackle financial crime depends on the capability of transforming what is often regarded as one of the country’s most passive regulators into a proactive—even aggressive—prosecuting authority.
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Blog
Cincinnati Children’s names chief human resources and diversity officer
Cincinnati Children’s Hospital named Peter Adebi as senior vice president, human resources and chief human resources and diversity officer.
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Blog
NXTDIGITAL appoints chief general counsel
NXTDIGITAL, the digital media division of technology-led customer experience company Hinduja Global Solutions, announced the appointment of Viresh Dhaibar as chief general counsel.
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Blog
2U’s chief legal officer appointed CFO
Online education platform company 2U appointed its Chief Legal Officer Matt Norden as chief financial officer.
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Blog
Virtus Investment Partners names chief legal officer
Virtus Investment Partners, which operates an asset management business, announced Andra Purkalitis has joined as executive vice president, chief legal officer, general counsel, and corporate secretary.
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Blog
Elation Health adds general counsel
Elation Health announced Seth Cedars joined the company as general counsel.
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ResourceSurvey Report: Companies bullish on new tech amid enhanced sanctions scrutiny
If sanctions are the top enforcement priority for the Department of Justice, companies have got the message, according to a recent study.
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PremiumInside the Mind of the CCO: Compliance feeling regulatory heat in 2023
Our fifth annual “Inside the Mind of the CCO” survey saw keeping up with regulatory policies dethrone resource support as the biggest concern among all respondents for the first time.
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News BriefSingapore banks say money laundering risks up after $2B scandal
Risks posed by money laundering and the financing of terrorism have dramatically increased in Singapore, according to a recent survey of the city-state’s financial institutions conducted by the Monetary Authority of Singapore.