All Compliance Week articles in Web Issue – Page 1411
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Blog
IFX Payments announces chief compliance officer
U.K.-based financial technology company IFX Payments announced Sara Cass is joining the business as its new chief compliance officer.
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Blog
L.A. Care appoints chief compliance officer
L.A. Care Health Plan announced Todd Gower was appointed its new chief compliance officer.
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State Street adds general counsel from Barclays
Financial services provider State Street Corp. announced it appointed Mark Shelton to executive vice president and general counsel.
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Blog
Remington Hospitality welcomes new legal chief
Hospitality management company Remington Hospitality announced the appointment of Shazmah Hakim as chief legal officer.
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Cresta appoints general counsel, chief compliance officer
Private equity firm Cresta Fund Management announced the promotion of Julie Westbrook to general counsel and chief compliance officer.
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B&R Auto recruits Leeds West GC as chief administrative officer
Recycled automotive parts company B&R Auto announced the hire of Leeds West Groups Senior Vice President and General Counsel Lance Goeddel as chief administrative officer.
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News BriefFinCEN analysis: Most common identity-related suspicious activities
Fraud remains the leading form of identity-related suspicious activity cited in Bank Secrecy Act reports by a large margin, while technologies enable greater overall risks around exploitation, according to new research from the Financial Crimes Enforcement Network.
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News BriefSAP to pay $220M in FCPA settlements
German-based software company SAP agreed to pay more than $220 million as part of resolutions with authorities in the United States and South Africa regarding alleged violations of the Foreign Corrupt Practices Act.
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PremiumDeepfakes: A silent threat to digital integrity and AML efforts
Deepfakes have emerged in the digital world as a silent pandemic threatening not only our digital integrity but becoming a major risk to anti-money laundering efforts.
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Lincoln Peak Capital adds chief compliance officer
Investment firm Lincoln Peak Capital announced Austin McClintock joined as chief compliance officer.
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Greenbrier announces legal, compliance chief
Transportation manufacturing and freight services provider Greenbrier appointed Christian Lucky as senior vice president, chief legal and compliance officer.
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N.C. Department of Insurance promotes general counsel to operating chief
North Carolina Department of Insurance has promoted General Counsel A. John Hoomani to chief operating officer.
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Blog
Personal Care Products Council appoints general counsel
Trade association the Personal Care Products Council announced Emily Manoso’s appointment as executive vice president, legal and regulatory affairs and general counsel.
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Adriatic Metals appoints first sustainability chief
U.K.-based Adriatic Metals announced the appointment of Alex Budden to the newly created role of chief sustainability officer.
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Blog
Oak Valley Community Bank announces risk chief
Oak Valley Community Bank announced the appointment of Kim Booke as executive vice president, chief risk officer.
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News BriefSDNY launches whistleblower pilot program
The U.S. Attorney’s Office for the Southern District of New York took its efforts to encourage voluntary self-disclosure a step further with the launch of a whistleblower pilot program for individuals involved in nonviolent offenses.
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News BriefSEC risk alert flags observed deficiencies at security-based swap dealers
A new risk alert from the Securities and Exchange Commission highlighted common deficiencies and weaknesses in the compliance programs of security-based swap dealers.
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PremiumNIST report: Mitigating the risks of cyberattacks on AI systems
Cyberattacks on artificial intelligence systems are increasing, so it’s important users know their vulnerabilities and try to soften the damage if they get hit, according to a new report by the National Institute of Standards and Technology.
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News BriefRDx Bioscience, CEO settle kickback case for $13M
New Jersey-based clinical laboratory RDx Bioscience and its chief executive officer agreed to pay more than $13 million to the Department of Justice to settle illegal kickback allegations.
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Blog
Lendmark appoints chief audit and compliance officer
Lendmark Financial Services appointed Becky Larrison as chief audit and compliance officer.