All Compliance Week articles in Web Issue – Page 1424
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PremiumFCA vows transparency, faster case outcomes in new enforcement strategy
The U.K. Financial Conduct Authority will rein in its enforcement focus and commit to providing more updates on its ongoing investigations as part of a revamped strategy designed to quicken the pace and increase the deterrent impact of its cases.
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EventNomination deadline closed for 2024 ‘Excellence in Compliance Awards’
The nomination deadline for CW’s fifth annual “Excellence in Compliance Awards” closed March 15. Finalists will be announced in April.
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News BriefBiden executive order to target commercial data broker activities
A new executive order seeks to put clamps on the sale of Americans’ personal data by data brokers and other companies to certain countries found to be of national security concern.
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Blog
Van Lanschot Kempen names chief risk officer
Specialist wealth manager Van Lanschot Kempen named Damla Hendriks to the position of chief risk officer as a member of the management board.
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Blog
Arctic Glacier announces first general counsel
Arctic Glacier, a manufacturer and distributor of ice products and services, announced the appointment of Travis Bonnell as its first general counsel.
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Blog
Tilson appoints chief legal officer
Network development and information infrastructure services firm Tilson announced the appointment of Tim Schneider to chief legal officer.
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Blog
Heimstaden names chief legal officer
Sweden-based real estate investor Heimstaden appointed Eva Møland Tørsleff as chief legal officer.
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Blog
SAFCO welcomes compliance VP, general counsel
Southern Auto Finance Company announced the appointment of Marissa Kaliman as vice president of compliance and general counsel.
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Blog
Music Reports names general counsel
Music rights administration platform Music Reports announced Bill Colitre will be its chief operating officer and general counsel.
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PremiumBest practices for determining need for a human rights policy
Does your business need a human rights policy? An increasing number of organizations believe they do, according to research firm Gartner.
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News BriefTreasury touts AI-enabled fraud recoveries totaling $375M
The Treasury Department announced its success using artificial intelligence to track down instances of check fraud—a potential preview of the results that might come if the agency applies AI in other enforcement-related circumstances.
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News BriefNYDFS fines Gemini $37M over compliance failures
The New York State Department of Financial Services fined cryptocurrency exchange Gemini Trust Company $37 million over alleged compliance failures related to lapses in safety and soundness.
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News BriefNYAG lawsuit: JBS misleading public with sustainability claims
Two U.S. subsidiaries of Brazilian meat processing company JBS are the subject of a lawsuit filed by the New York attorney general accusing the businesses of using misleading statements and marketing regarding their environmental commitments.
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Premium‘AI washing’: What is it and why regulators are on watch
Federal agencies, including the Securities and Exchange Commission, Department of Justice, and Federal Trade Commission, are taking every opportunity to warn firms that how they use—and represent their use of—artificial intelligence could result in violations.
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Blog
Angel One names group general counsel
India-based retail full-service broking house Angel One welcomed Meenal Maheshwari Shah as group general counsel.
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Blog
Wefox appoints chief risk officer
Wefox, an insurance technology company, appointed Dominik Ulrich as chief risk officer.
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Blog
RumbleOn announces legal chief
RumbleOn, a retailer of powersports vehicles, announced the appointment of Brandy Treadway as senior vice president and chief legal officer.
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Blog
ArcelorMittal Nippon Steel India appoints sustainability chief
Steel manufacturer ArcelorMittal Nippon Steel India appointed Arvind Bodhankar as chief sustainability officer.
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Blog
OKX adds chief legal officer to Turkey board
OKX, a Web3 technology company and cryptocurrency exchange, announced Chief Legal Officer Mauricio Beugelmans was appointed as a member of the OKX Turkey board.
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Blog
Constellis names chief legal and compliance officer
Risk management and security solutions provider Constellis announced Olivia Fines was appointed to serve as chief legal and compliance officer.