All Compliance Week articles in Web Issue – Page 506
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Blog
Compliance lessons from hurricanes
Recent natural disasters underscore the importance of being prepared, and of practicing crisis response. Compliance officers must do the same for their own hurricane-level crises.
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Blog
Natural disasters raise accounting, reporting implications
Companies affected by recent natural disasters may need to consider the effects on their accounting, financial reporting, and tax compliance.
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Blog
FinCEN: Beware of laundering Venezuela bribe money
The Financial Crimes Enforcement Network (FinCEN) issued an advisory, warning banks about widespread public corruption in Venezuela and what methods Venezuelan senior political figures may use to move and hide corruption proceeds.
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Blog
SEC offers interpretive guidance, scenarios for pay ratio rule
Lacking a reprieve from its effective date, the SEC has released interpretive guidance intended to assist companies in their efforts to comply with the controversial pay ratio rule.
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Blog
Telia Company and Uzbek subsidiary to pay $965M for FCPA violations
Sweden-based telecommunications provider Telia Company and its Uzbek subsidiary, Coscom, will pay $965 million in total penalties in a global settlement to resolve corruption charges arising out of a scheme to win business in Uzbekistan.
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Blog
Facebook, CFPB, and the Mafia
This week Facebook tries to get onto offense, a Mafia-linked fraud scheme was taken down by a DUI, and the Department of Education and CFPB break up.
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Blog
Umpqua Holdings names chief risk officer
Umpqua Holdings, a financial holding company and the parent company of Umpqua Bank and Umpqua Investments, has named Dave Shotwell to the newly created role of chief risk officer of Umpqua Bank.
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Resource
Don't get swept away by reputational risk
This eBook will explore how to turn these challenges into opportunities. Furthermore—in an era of global public shaming, viral outrage, and reputational risk—the art of delivering a good, sincere apology is perhaps more important than ever before. This eBook also will discuss ways to achieve that successfully.
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Blog
Targeted and focused compliance training
One of the key goals of any FCPA compliance program is to train company employees in awareness and understanding of the FCPA itself.
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Blog
Communications in a best practices compliance program
When it comes to optimizing your compliance program, creating a robust channel of communications is absolutely crucial.
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Blog
FASB plans to distinguish liabilities from equity
The FASB plans to distinguish liabilities from equity in financial statements to make the accounting rules less complex and easier to understand.
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Blog
Senate advances human trafficking bills, debates Communications Decency Act
Bills aiming to keep human trafficking off the nation’s roadways roadways passed in the Senate this week. Next up: a legislative effort seeking to attack the problem of Internet-facilitated human trafficking, the Stop Enabling Sex Traffickers Act of 2017.
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Blog
Dems pitch data protections in response to Equifax woes
Democratic senators have introduced new legislation intended “to give control over credit and personal information back to consumers” following a massive data breach at consumer credit rating firm Equifax that compromised the personal information of at least 143 million Americans.
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Resource
A comprehensive look at the new General Data Protection Regulation
In this e-Book, we explain in detail what the GDPR is and what new changes it demands from companies that collect or process personal data on EU citizens. Examples of questions that will be answered include: Under what circumstances is a data protection officer required? What are the steps ...
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Blog
Congress considers secondary sanctions against North Korea, banking partners
Proposed legislation would create the “toughest financial sanctions ever directed at North Korea.” Secondary sanctions would bar foreign banks from the U.S. financial system if they have business relationships with the rogue nation.
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Blog
Report: CFPB’s Wells Fargo fine was just 1 percent of potential penalty
The latest attack on the CFPB by Republican critics comes in an investigative report alleging that the Bureau fined Wells Fargo, following illegal account openings, a mere 1 percent of the penalty it was authorized to issue.
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Blog
Former SEC Enforcement Director joins King & Spalding
Richard Walker, former Director of Enforcement at the Securities and Exchange Commission, has joined international law firm King & Spalding as a partner in the Special Matters & Government Investigations group, resident in the New York office.
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Blog
Delta Capita launches Big Data as a Service Platform for data analytics and machine learning
Delta Capita, an independent consulting firm dedicated to the financial services industry, has launched its new Big Data-as-a-Service Platform, Delta>Data, offering clients a set of flexible solutions to both industry-wide and client-specific issues.
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Blog
Former Google CFO joins Twitter board
Patrick Pichette, former chief finanicial officer of Google, will join Twitter's board of directors as a new independent director, effective Dec. 1, 2017. He will also join both the audit and compensation committees of the board.
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Blog
Titan International chief accounting officer departs
Titan International said in a securities filing that Christopher Bohnert has stepped down from his role as chief accounting officer, effective as of Sept. 13, 2017.