All Compliance Week articles in Web Issue – Page 841
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Article
A New Congress Will Bring New Chances to Alter Regulatory Landscape
The midterm elections brought a much stronger position in Congress to Republicans. While it may not be enough to give them the clout they need to make vast legislative changes, it has given them hold on the purse strings. With control of the budgeting process, and a potential new willingness ...
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Article
HHS’s Plan to Target Data Security in 2015 Means More Audits
The Department of Health and Human Services plans to raise the bar on data security in the healthcare industry in the year ahead. The renewed focus likely means more audits and enforcement actions for providers and insurers. On HHS’s checklist are required contingency plans that establish procedures for responding to ...
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Blog
PCAOB Queues Up Fraud Talk; Latest Report Offers Tips to Resist Fraud
Audit regulators are assembling their closest advisors this week to take a closer look at the latest thinking around what motivates auditors and what tools and skills they bring to the effort to detect financial reporting fraud.
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Blog
SEC: Sending Saudi Officials on 'World Tour' Was FCPA Violation
In case there was any ambiguity that companies may not send foreign government officials on a "world tour" in order to secure business, the SEC made that clear yesterday. In an administrative proceeding filed yesterday, the SEC sanctioned two former employees in the Dubai office of U.S.-based FLIR Systems Inc. ...
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Blog
GAO Faults SEC for Internal Control Deficiencies
The message from the Government Accountability Office to the Securities and Exchange Commission: practice what you preach. A new, 176-page report from the government watchdog faults the agency for “a significant deficiency" in internal controls for its Investor Protection Fund.
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Blog
Hertz Restatement Expands, May Involve Tone at the Top; SEC Investigating
Hertz’s single-year restatement announcement in June has mushroomed into a multi-year restatement and an investigation by the Securities and Exchange Commission, the company reported on Friday in a Form 8-K filing. The filing offered the first hints that the problems may stem from poor tone at the top. More ...
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Blog
Morgan Lewis Admits 227 Partners from Bingham McCutchen
Morgan Lewis recently voted to admit 227 new partners to its firm, all joining from law firm Bingham McCutchen. The firm now will be comprised of nearly 2,000 lawyers and serve clients in the United States, Europe, Asia, and the Middle East. Details inside.
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Blog
Veteran Compliance Officer Joins TRACE
TRACE International announced today that Michael Ward has joined the anti-bribery association's advisory practice as senior director of compliance solutions, with immediate effect. Ward will be based in San Francisco, expanding TRACE's West Coast presence. Details inside.
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Blog
Take the Compliance Trends 2015 Survey
Image: Corporate compliance executives, we need your help: Please take our annual Compliance Trends survey, to give us the latest insights on corporate compliance programs today. The data you provide will be analyzed and then reported in the Compliance Trends 2015 report, the annual benchmarking study Compliance Week publishes with ...
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Blog
Protection 1 Names Chief Accounting Officer for Brite Energy
Protection 1, a business and home security company, has hired Simi Gupta as its new chief accounting officer for Brite Energy, which is Protection 1’s recently-formed solar energy company. Details inside.
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Blog
Justice Department: OK to Buy Foreign Company That Paid Bribes
The Department of Justice has issued a new advisory opinion addressing the unusual situation of how to handle a U.S.-based company that wants to acquire a foreign company found to have paid bribes to government officials prior to the acquisition taking place. In this case, the Justice Department concluded that ...