All Compliance Week articles in Web Issue – Page 982
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Resource
KYC Fundamentals Guide
Title: KYC Fundamentals GuideAn essential guide to getting to know your customer (KYC).
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Blog
G20 to intensify fight against corruption
Leaders of the G20 met over the weekend to address major global economic challenges. On the agenda: a pledge to make their public administrations more resilient against corruption, ensuring that both companies and individual perpetrators are held to account.
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Blog
IMA's updated guidance tells accountants to be ethical
The Institute of Management Accountants has issued new guidance reminding members of the most basic behavior they should embrace. Be ethical.
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Blog
OCC report highlights evolving risks
The Office of the Comptroller of the Currency has released its latest assessment of the strategic, credit, operational, and compliance risks that are top and evolving concerns for the federal banking system.
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Blog
International partners join forces to tackle grand corruption
A new multinational centre to coordinate law enforcement action against grand corruption was launched this month. The International Anti-Corruption Coordination Centre (IACCC), hosted by the U.K.’s National Crime Agency, brings together specialist law enforcement officers from multiple jurisdictions into a single location to tackle allegations of grand corruption.
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Article
Artifacts and artwork can collect trouble
Craft supply giant Hobby Lobby is in hot water for illegally importing historical artifacts. Other collections, including artwork, can also be a big problem for unsuspecting firms.
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Blog
New transparency rolls out in Form AP audit filings
Here’s a call to attention for audit committees. Audit regulators are rolling out a powerful new gift that will help you assess the quality of your external audit.
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Article
Correspondent banking fades; de-risking gets the blame
In an ironic twist, regulation designed to protect the global financial system is forcing whole regions outside the regulated financial system, creating more risk for everyone.
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Blog
CFPB unleashes new arbitration rule
The CFPB’s efforts to ban mandatory arbitration clauses are now realized with a new rule, reopening a path to class-action lawsuits for aggrieved consumers of financial services.
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Article
Brexit provides plenty of compliance opportunities
The 2019 Brexit deadline is creating a host of big opportunities for companies to boost their compliance programs, and for compliance professionals to show their worth.
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Blog
Don’t speak at anti-corruption event, then demand a bribe payment
Well, that’s awkward. A look at the ironic case of Colombia’s top anti-corruption prosecutor, who was arrested in Miami for attempted corruption through extortion of a criminal defendant.
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Blog
Of Barclays and DPAs
Is Barclays too big too jail? Tom Fox explores the banking giant’s involvement in the bailout scandal during the 2008 financial crisis.
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Blog
Shell companies in the U.S.—beginning of the end?
The Man From FCPA explores the issues surrounding shell companies and, in particular, money laundering enforcement.
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Article
FCPA Pilot Program leads to two 2017 declinations
The FCPA Pilot Program declinations we have seen so far in 2017 both make substantial additions to the precedent for how to avoid prosecution under the FCPA.
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Article
Transforming information gatherers into information analyzers
The case for automating simpler data-driven aspects of compliance makes itself, but don’t forget how automation can further empower human CCOs, too.
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Article
Hard Brexit, soft Brexit? U.K. can’t have its cake and eat it, too
The U.K. is trying different ways to see if it can have its cake and eat it too when it comes to asserting its independence while still enjoying perks of EU membership.
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ArticleAdd tax to the growing list of revenue recognition crises
Just as tax is the last thing to happen in a financial statement close, it seems to be the last thing happening in preparing for the new revenue rules as well.
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Article
How do your risk oversight processes stack up?
A pair of recently published reports draw a straight line between strong enterprise-wide risk management and strategic execution.
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Article
Best practices for cartel enforcement compliance
As Makan Delrahim seeks confirmation as the Justice Department’s new antitrust chief, cartel enforcement will be a point of interest for compliance professionals everywhere.
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Blog
GOP turns to Congressional Review Act for killing arbitration rule
Within hours of the CFPB issuing a new rule banning the mandatory use of arbitration agreements, Republicans threatened to rescind it using the Congressional Review Act.