Webcasts


Upcoming Webcasts

oct29

Oct 29 | Protect Your Business: Mastering whistleblower reporting for SMBs

Provided by

Register for this webcast to gain expert strategies for creating a strong whistleblower program in your business.

Nov5

Nov 5 | Compliant First AI: Risk Management Best Practices for Financial Institutions in 2025

Provided by

Attend this Compliance Week webinar to synthesize the current ”state-of-play” for current and proposed rules for the ethical and responsible use of AI in financial services settings.

nov14

Nov 14 | Compliance considerations for archive selection

Provided by

The archive a firm selects can make or break their compliance strategy yet selecting an archive that meets your firm’s needs can be daunting. It is nearly impossible to identify the differences between vendors at first glance.

dec5

Dec 5 | Navigating Contact Compliance in 2025: An Overview of Upcoming Legislation and How to Prepare

Provided by

As we approach 2025, the regulatory landscape for the Telephone Consumer Protection Act (TCPA) and Do Not Call (DNC) regulations is becoming increasingly complex. Not only are there federal laws to take into consideration, but many states also have distinct requirements that differ from federal standards.

About our Webcasts

Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.

Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.

Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.

CPE Webcast Library

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CPE Webcast: Trust and Technology: Cyber compliance in finance

2024-10-10T14:00:00+01:00Provided by

In today’s rapidly evolving digital landscape, the stakes are high–protecting customer data, ensuring operational resilience, and maintaining trust are critical considerations for regulated industries.

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Webcast: Compliance Training 2.0: The power of legal-HR collaboration

2024-10-03T14:00:00+01:00Provided by

This webinar explores the critical importance of cross-functional collaboration in developing and implementing effective compliance training programs within organizations.

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CPE Webcast: IT controls: Navigating the path to a secure digital future

2024-10-01T14:00:00+01:00Provided by

A comprehensive IT controls program is crucial to safeguard your organization’s assets, ensure data integrity, and maintain regulatory compliance.

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CPE Webcast: AI strategy and regulatory risk: A financial services perspective

2024-09-26T14:00:00+01:00Provided by

In our coming webinar, experts will discuss the fundamental rethinking of how risk is understood and managed in the financial services industry and how firms can be proactive to stay ahead of these big technological changes.

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CPE Webcast: Extra guac, extra insights: How to engage learners on a Chipotle burrito budget

2024-09-17T14:00:00+01:00Provided by

When Chipotle began to strengthen their E&C program in 2020, they were met with a lot of resistance to traditional compliance training.

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CPE Webcast: The acronyms that changed the finance industry: from AML and BSA to KYC and BaaS

2024-09-12T14:00:00+01:00Provided by

In the ever-evolving landscape of finance, governance, risk, and compliance (GRC) have emerged as critical pillars that underpin the stability and growth of financial institutions.

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Webcast: Five automation trends to modernize InfoSec compliance

2024-09-10T14:00:00+01:00Provided by

In this session, we’ll introduce a new approach to enterprise-wide program development and automation that can meet the modern complexity of businesses today.

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CPE Webcast: Mastering mobility risks for accelerated growth

2024-09-03T14:00:00+01:00Provided by

Discover how cutting-edge mobile technologies are transforming the business landscape. A strong mobility strategy, paired with a top-tier compliance platform, is essential for scaling in today’s fast-paced environment.

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CPE Webcast: Third party due diligence: A practical deep dive

2024-08-27T14:00:00+01:00Provided by

A corporate code of conduct can be internally enforced, but how do you ensure third parties measure up to your values and requirements?

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CPE Webcast: UK Worker Protection Act: Safeguarding rights and responsibilities

2024-08-22T11:00:00+01:00Provided by

This webinar will deep dive into the UK Worker Protection Act, ensuring you know the key facts and advise you on the next steps.

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CPE Webcast: Proactive AI compliance: 4 essential steps to minimize exposure

2024-07-25T14:00:00+01:00Provided by

As artificial intelligence (AI) continues to advance rapidly and organizations expand their usage to optimize efficiency and productivity, implementing internal AI policies to ensure regulatory compliance and minimize exposure remains a hot topic.

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CPE Webcast: A unified approach to close and consolidation

2024-07-16T14:00:00+01:00Provided by

Join Clearsulting and BlackLine as they discuss transformation strategies organizations take to achieve accurate, efficient, and insightful financial results while unlocking future-ready financial operations.

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CPE Webcast: GRC readiness: Your roadmap to effective integrated risk management

2024-07-11T14:00:00+01:00Provided by and

Taking on challenges from the always changing regulatory environment to cyber risks and data security requires a proactive, integrated approach to governance, risk, and compliance (GRC) management.

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CPE Webcast: Real-life reactions to current corporate reporting landscape

2024-06-27T14:00:00+01:00Provided by

In this session we will discuss the current state of financial and nonfinancial reporting and recent survey findings from Workiva about how attitudes on integrated reporting are evolving.

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CPE Webcast: Risk management at the speed of business

2024-06-25T14:00:00+01:00Provided by

Are your risk management operations keeping up with the speed of business? In today’s digitized and interconnected world, organizations face increasing risk at a rapid pace.

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CPE Webcast: Mastering data governance for regulatory compliance

2024-06-20T14:00:00+01:00Provided by

The world of regulatory compliance is complex and ever-changing. While compliance demands vary by industry and where you have operations, there are underlying similarities to those requirements.

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CPE Webcast: Digital Operational Resilience Act: Key provisions and best practices

2024-06-18T14:00:00+01:00Provided by

This presentation will provide an overview of the key provisions of DORA and their implications for Third-Party Risk Management (TPRM) teams, list best practices for DORA preparation and review key considerations for teams looking to implement the DORA framework.

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CPE Webcast: Acting responsibly with generative AI: How to manage the risks and rewards in the workplace

2024-06-13T14:00:00+01:00Provided by

Generative artificial intelligence has gained immense popularity, but its adoption by businesses introduces ethical risks. Organizations must prioritize responsible use of generative AI by ensuring it is accurate, safe, honest, empowering, and sustainable.

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CPE Webcast: Compliance programs under scrutiny

2024-06-11T14:00:00+01:00Provided by

Explore government expectations for compliance programs and how companies facing regulatory scrutiny design and implement programs to position themselves for the best possible outcome.

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CPE Webcast: Techniques for more effective forced labor risk identification in supply chains

2024-06-06T14:00:00+01:00Provided by

By requiring U.S. importers to prove that their supply chains are free of forced labor, the Uyghur Forced Labor Prevention Act (UFLPA) has created heightened nationwide demand for sophisticated supply chain mapping and risk identification capabilities.

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CPE Webcast: Operationalizing responsible AI: Developing a sustainable process to effectively manage risk

2024-06-04T14:00:00+01:00Provided by

With recent advancements in generative technologies, the integration of AI into business operations has accelerated and thus, the concept of responsible AI has gained critical importance.

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Virtual Roundtable: Whistleblowing in 2024: What compliance officers need to know

2024-05-08T12:00:00+01:00By

Compliance Week is hosting a virtual roundtable in which we’ll explore the modern whistleblower landscape and what corporate compliance programs need to know to follow the rules while enabling a speak-up culture.

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CPE Webcast: Unveiling survey results on future-proofing compliance

2024-04-25T01:00:00+01:00Provided by

Uncover the challenges and opportunities that lie ahead and gain crucial insights to navigate the integration of artificial intelligence and advanced data analytics into your programs.

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CPE Webcast: Automating third-party management workflows: 5 ways to drive alignment across teams

2024-04-23T14:00:00+01:00Provided by

Is your third-party management process bogged down by manual workflows and misaligned teams? It’s time to say goodbye to inefficiency and hello to streamlined processes (if only it were that simple).

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CPE Webcast: Mitigating risk: Strengthening control and compliance

2024-04-18T14:00:00+01:00Provided by

Today’s compliance professionals face increasing pressures from talent shortages, a rapidly evolving regulatory landscape, and rising transaction volumes—increasing both complexity and risk.

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CPE Webcast: Doubling down on compliance: Deep dive into SEC cybersecurity regulations

2024-04-09T14:00:00+01:00Provided by

KPMG and ServiceNow experts will delve into best practices to help you not only understand the new regulations but also navigate critical regulatory challenges by highlighting how a platform like ServiceNow can help with compliance.

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CPE webcast: Rapid expansion of global forced labor regulations

2024-03-28T14:00:00+00:00Provided by

Join us as we dive into the best practices for performing due diligence across your entire supply chain—from the sourcing of raw materials to the delivery of finished goods—to become (and stay) compliant with this ever-evolving landscape.

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CPE Webcast: Applying traditional TPRM security and data privacy practices in the digital space

2024-03-05T14:00:00+00:00Provided by

This webinar explores the compliance challenges posed by evolving privacy regulations and the recent explosion of class-action litigation arising from third-party advertising technology on websites.

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CPE Webcast: Orchestrating operational resilience in financial services

2024-02-27T14:00:00+00:00Provided by and

Join us for an in-depth discussion on proven strategies, advanced technologies, and industry best practices that form the bedrock of operational resilience.

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Virtual Roundtable: What to make of new DOJ corporate enforcement priorities

2024-02-20T13:00:00+00:00Provided by

Compliance Week is hosting a virtual roundtable during which experts will break down recent policy changes at the Department of Justice and what they mean for corporate compliance programs.

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CPE Webcast: Beyond the hype: How to use AI in GRC

2024-02-13T14:00:00+00:00Provided by

Learn more about how and when artificial intelligence tools can be used to increase value in your governance, risk, and compliance program.

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CPE Webcast: TPRM: Time to change how you approach vendor assessments

2024-02-08T14:00:00+00:00Provided by

Forward-thinking third-party risk management teams are changing the way they approach vendor assessments.

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CPE Webcast: Crafting policies for digital dialogue

2024-02-06T14:00:00+00:00Provided by

This webinar will shed light on the critical need for heightened awareness regarding business communications in the financial sector.

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CPE Webcast: If it’s not auditable, is it real?

2024-01-09T14:00:00+00:00Provided by

Learn the importance of creating a unified environment to keep up with compliance regulations and how critical having a central source of information is for compliance professionals.

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Webcast: Application security and controls: Avoiding the resurgence of material weaknesses

2023-12-12T14:00:00+00:00Provided by

We’ll discuss real-life examples of companies who have implemented technologies and techniques to monitor internal controls, increase control testing accuracy, boost security role precision, reduce the cost of compliance, improve ERP operational effectiveness, or recover from a material weakness.

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CPE Webcast: Navigating the 2024 ESG landscape

2023-12-07T14:00:00+00:00Provided by

Gain a greater understanding of the current ESG landscape and learn how technology solutions can help you manage your program

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CPE Webcast: AI and compliance: How to identify and mitigate the risks

2023-12-05T14:00:00+00:00Provided by

Learn the implications for regulated businesses in terms of understanding how artificial intelligence like ChatGPT can be governed in order to effectively remediate its risks.

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CPE Webcast: What 2024 holds for compliance: Trends and forecasts

2023-11-30T14:00:00+00:00Provided by

Review key changes in regulatory, legal, and compliance obligations in 2023 and how these are impacting organizations, in addition to learning practical steps compliance departments can take now to get ahead of the 2024 risk landscape.

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CPE Webcast: Better risk assessments: Practical, data-driven assessments made simple

2023-11-28T14:00:00+00:00Provided by

Today’s risk assessments require improved quantitative, data-driven analysis, including interpreting inherent risk data in a meaningful way. Organizations are looking for risk assessments to be actionable, easier to execute, and defensible.

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CPE Webcast: Elevating third-party safety: The art of TPRM and TPDD integration

2023-11-16T11:00:00+00:00Provided by

This webinar will address the unique competencies of third-party risk and due diligence programs and examine when and how to align them to maximize the effectiveness of each.

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CPE Webcast: How to strengthen your TPRM to be more resilient

2023-11-14T14:00:00+00:00Provided by

In this session, experts from Riskonnect and Deloitte will explore why it is important for organizations to align strategies, processes, and practices related to business resilience with the risks posed by third-party vendors and partners.

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CPE Webcast: Privacy 201: Moving from concepts to implementation

2023-11-09T14:00:00+00:00Provided by

In a world where privacy regulations are in constant flux, it’s essential to transition from mere concepts and sporadic projects to build a robust, adaptable, and sustainable privacy program.

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CPE Webcast: How best practices in triage protocol can boost compliance and reduce risk

2023-11-07T14:00:00+00:00Provided by

With recent announcements of increasingly stringent federal policies around record-keeping and due diligence, compliance and investigation professionals are feeling the pressure to demonstrate consistency and rigor in their case management processes.

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CPE Webcast: Beyond the questionnaire: Tips to modernize your TPRM program

2023-11-02T14:00:00+00:00Provided by

Join ProcessUnity for a discussion on how forward-thinking TPRM teams are incorporating new relationships, technologies, and techniques to mature their risk-reduction capabilities.

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CPE Webcast: Best practices for third-party due diligence for ethics & compliance

2023-10-31T14:00:00+00:00Provided by

Increased regulatory and consumer scrutiny on the integrity of businesses has shined a spotlight on the reputational risks of unethical business practices involving third parties.

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CPE Webcast: Reinforce your defenses with strong cybersecurity compliance training

2023-10-26T14:00:00+01:00Provided by

Join this webinar, where compliance training experts will outline the strategy behind a solid cybersecurity defense to mitigate risks for your organization, starting with your compliance training program.

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CPE Webcast: Unprepared for SEC cyber disclosures? You can get through this

2023-10-24T14:00:00+01:00Provided by

Learn what cybersecurity strategy, governance, and risk management are and how to use an emerging definition for reasonable cybersecurity controls to help you define materiality.

Earn CPE Credit with Compliance Week

CPECompliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417.