Articles | Compliance Week – Page 167
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ArticleWhite House proposes AI regulatory principles to limit government overreach
In sum, federal agencies should reject “rigid, design-based regulations” in favor of flexible approaches to artificial intelligence applications.
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ArticleUnder Armour stealthily hires new accounting chief amid probes
Sports apparel company Under Armour made an under-the-radar executive change in November, hiring Aditya Maheshwari as chief accounting officer weeks after acknowledging a federal probe into its accounting practices.
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Chartered IIA names interim CEO
The Chartered Institute of Internal Auditors announced the appointment of John Wood as interim CEO.
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ArticleTeva to pay $54M in FCA whistleblower settlement
Teva Pharmaceuticals has reached a $54 million settlement in a lawsuit filed by two whistleblowers over allegations the drug company bribed physicians through numerous “sham” speaker programs in exchange for prescribing Teva drugs.
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Wells Fargo adds enterprise risk chief
Financial services giant Wells Fargo announced Price Sloan will join the company as chief strategic enterprise risk officer.
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Geopulse Exploration tabs compliance officer
Geopulse Explorations, a blockchain-powered logistics, financial services, and promotion platform for the cannabis sector, announced the appointment of Harrison Kordestani as compliance officer.
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Ventas names general counsel, CECO
Real estate investment trust Ventas announced Carey Shea Roberts will join the company as executive vice president, general counsel and ethics and compliance officer, during the first quarter of 2020.
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DXC Technology appoints chief risk officer
DXC Technology announced Carla Christofferson has been appointed chief risk officer to lead the company’s risk and security efforts.
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Axis Bank adds new risk chief
Axis Bank’ board of directors approved the appointment of Amit Talgeri as chief risk officer for a period of three years.
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Mirati Therapeutics names accounting chief amid shakeup
Mirati Therapeutics, a clinical stage targeted oncology company, announced changes to its executive management team, including the promotion of Vickie Reed to senior vice president, finance and chief accounting officer.
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Eaton appoints general counsel
Power management company Eaton announced April Miller Boise has been appointed executive vice president and general counsel.
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Australis Capital promotes chief accounting officer
Cannabis operations firm Australis Capital announced Alex Han, formerly vice president of accounting, has been promoted to chief accounting officer.
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ArticleUK Finance slams overregulation in financial services sector
UK Finance, the U.K. regulator responsible for the financial services sector, is offering recommendations to curb the abundance of intersecting rules in FS.
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ArticleLandec discloses FCPA probe
Landec, an innovator of health and wellness solutions, has discovered and reported to U.S. regulators a “compliance issue” at its Yucatan Foods production facility in Guanajuato, Mexico. It now faces a government probe into possible FCPA violations
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ArticleU.S. government warns: Be prepared for Iran cyber war
The killing of Iranian general Qassem Soleimani in a U.S. airstrike may bring about cyber warfare, the U.S. government has warned in a security bulletin.
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Uber: Fraud Section ends bribery probe
The Department of Justice has closed its investigation into possible violations of the Foreign Corrupt Practices Act by ride-sharing company Uber.
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ArticleCasino operators in Japan must gamble on compliance risks
Japan’s plans to launch a casino industry have been marred recently by a widening bribery scandal that highlights the compliance risks associated with the operation.
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ArticleArgo Group agrees with Voce to overhaul board
Argo Group, a Bermuda-based insurance company, announced it has reached an agreement with activist fund Voce Capital Management to make changes to the composition of Argo’s board of directors.
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ArticleSpecial report: Compliance 2020
CW Editor in Chief Dave Lefort offers 10 predictions on what will dominate compliance headlines in 2020.
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ArticleSwiss firm, owner face charges in stock manipulation scheme
The SEC and DOJ have separately announced charges against a Swiss asset management firm and several individuals for engaging in a long-running stock manipulation scheme involving numerous U.S. issuers. The charges resulted from a failed attempt to circumvent disclosure requirements imposed by securities laws.