Articles | Compliance Week – Page 170
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FTC appoints new antitrust head
The Federal Trade Commission announced the appointment of Ian Conner as director of the Bureau of Competition. In addition, Daniel Francis was named deputy director at the Bureau.
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Review urges changes to U.K. audit profession
The latest report to examine the shortcomings of the U.K. audit market recommends separating audit from the accountancy profession, among other suggested changes.
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PCAOB appoints general counsel
The Public Company Accounting Oversight Board announced Kenneth Lench has been named general counsel.
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Bed Bath & Beyond ousts general counsel amid shakeup
Bed Bath & Beyond announced an extensive restructure of its leadership team, including the departure of six senior members. Among those gone is Chief Legal Officer and General Counsel Allan Rauch.
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Longtime Coca-Cola general counsel to retire
Bernhard Goepelt will retire in February 2020 as senior vice president and general counsel of Coca-Cola, the company announced. Goepelt has been with Coca-Cola since 1992.
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Horizon Global announces new accounting chief
Horizon Global, a manufacturer of branded towing and trailering equipment, announced its Board of Directors appointed Matthew Meyer as chief accounting officer.
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Signant Health appoints chief compliance officer
Pharmaceutical technology firm Signant Health announced the appointment of Paul Drake as chief compliance and security officer.
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Roche veteran general counsel to retire
Swiss pharmaceutical firm Roche announced Gottlieb Keller will retire as general counsel at the end of March 2020. Keller’s career at Roche spanned 35 years.
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HAP tabs chief compliance officer
Health Alliance Plan, a Michigan-based nonprofit health plan, named Pamela Cleveland chief compliance officer.
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The Bancorp names new compliance, risk chiefs
The Bancorp, a service provider for non-bank financial service companies, announced the addition of Michael Althouse as chief compliance officer and Keith Owes as chief risk officer.
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PCAOB seeks input on modernizing QC standards
The PCAOB is accepting public comment on a potential approach to revising the board’s quality control standards in place since 2003 and outdated by modern technology.
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L’Oréal Q&A: Becoming the ‘most ethical company in the world’
L’Oréal’s Chief Ethics Officer Emmanuel Lulin shares with Compliance Week how the 110-year-old consumer goods company is working toward its lofty ambition of becoming “the most ethical company in the world.”
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SEC bars former Goldman Sachs director over 1MDB scandal
Former Goldman Sachs Group executive Tim Leissner has settled charges brought by the SEC for alleged violations of the Foreign Corrupt Practices Act. His settlement includes a permanent bar from the securities industry.
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Businesses seek CCPA clarity as California AG issues dire warning
In comments submitted to the California attorney general’s office, businesses seek much greater clarity on the soon-to-be-in-force California Consumer Privacy Act.
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DOJ revises export control and sanctions enforcement policy
The Department of Justice has revised its policy regarding voluntary disclosures of export control and sanctions violations.
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AGCS report: Five biggest risks for senior managers in 2020
Allianz Global Corporate & Specialty’s latest report highlights five “megatrends” that will have significant risk implications for senior management in 2020 that should be of interest to compliance officers.
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Skills crucial to combating terrorist financing
The pernicious strength of terrorism is its element of surprise: Just when you think it’s disappeared, it rears its ugly head. A proven and effective method of preventing it is disrupting the financial networks used to fund it.
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More Tesla turnover: General counsel departs
For the third time in a year, electric car maker Tesla will have to find another general counsel.
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SFO charges two former Serco directors with fraud, false accounting
The U.K. Serious Fraud Office has charged two individuals with fraud and false accounting concerning Serco’s electronic monitoring contract with the Ministry of Justice.
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Future-proofing the compliance professional
There may be many aspects of the future outside our influence, but something we can control is our ability to invest in our knowledge and skills to better prepare us for the opportunities and challenges we may be presented with.