Articles | Compliance Week – Page 181
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MGIC promotes longtime employee to chief risk officer
Mortgage Guaranty Insurance Corp. promoted Steven Thompson to executive vice president – chief risk officer. Thompson joined MGIC in 1998.
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Principal Financial appoints general counsel
Financial investment management company Principal Financial Group announced the appointment of Christopher Littlefield as its new general counsel.
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Penumbra names new accounting chief
Healthcare firm Penumbra announced the promotion of Lambert Shiu to chief accounting officer among several leadership changes.
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OneMain Financial adds general counsel
Personal loans provider OneMain Financial announced the appointment of Adam Rosman as executive vice president and general counsel.
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XA Investments announces new general counsel
Chicago-based investment manager XA Investments has named Benjamin McCulloch as general counsel.
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BioPlus Specialty Pharmacy hires chief compliance and privacy officer
BioPlus Specialty Pharmacy has named Brian Cherico as its chief compliance and privacy officer.
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McDermott appoints chief accounting officer
Multinational engineering company McDermott International has appointed Dale Suderman as its new vice president, chief accounting officer.
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ArticleIconix, three former execs charged with accounting fraud
Iconix Brand Group and three of its former top executives were charged by the SEC for engaging in accounting fraud. Iconix and two of the executives agreed to settle, with litigation still pending against the company’s former CEO.
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ArticleDrowning in third-party risk? Let us throw you a life jacket
You need help managing your third parties, and over the course of two days in San Francisco, we hope to help you find the answers to the questions that keep TPRM stakeholders up at night.
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ArticleGoodwill impairments more than doubled in 2018, says recent study
Goodwill impairment recorded by U.S. public companies is on the rise. According to Duff & Phelps’ 2019 U.S. Goodwill Impairment study, it climbed 125 percent in 2018.
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ArticleFederal banking regs ease hemp reporting requirements
New interagency guidance issued this week brings good news for compliance officers of banking institutions with hemp-related customers.
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ArticleFTC settles with four over alleged EU-U.S. Privacy Shield deception
Four companies have reached settlements with the Federal Trade Commission for allegedly misrepresenting their participation in the EU-U.S. Privacy Shield framework.
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ArticleGuide for practitioners: How to effectively monitor anti-corruption compliance
In a guest column for CW, Uber’s senior counsel for global compliance helps to outline a best-in-class compliance monitoring program.
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ArticleRepublicans, Democrats spar over federal privacy bill
Republicans and Democrats have differing opinions on the rights and role of a federal privacy law, but both sides agreed at a Senate Commerce Committee hearing Wednesday the time to act is now.
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ArticleFormer Bumble Bee CEO convicted in price-fixing scheme
The former president and CEO of packaged seafood company Bumble Bee was convicted for his participation in an antitrust conspiracy to fix prices of canned tuna, the Justice Department announced.
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Technology at center of Clayton-moderated discussion at SEC
“Message received,” SEC Chairman Jay Clayton said as panelists at his discussion on global macroeconomic trends emphasized how technology is affecting markets and why regulators must lead rather than follow.
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Compliance called out in Liberty Tax DOJ settlement
The Department of Justice is requiring Liberty Tax Service to greatly enhance its internal compliance controls as part of a proposed settlement with the tax preparation service provider over allegations of fraud and misconduct.
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SEC adds two deputy chief accountants
The Securities and Exchange Commission announced the additions of John Vanosdall and Paul Munter as deputy chief accountants in the accounting group and international department, respectively.
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New York Life names new CCO
New York Life announced Sara Badler has been named chief compliance officer, effective Jan. 1, 2020. Badler succeeds Barbara McInerney, who will retire at the end of the year after over 20 years with the company.
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ArticleNew auditor reporting standards: What has changed
A closer look at new standards issued in May by the Auditing Standards Board will aid auditors in conferring with clients before 2020 reports arrive.