More than 450 attendees are gathering at the Westin in downtown Washington, D.C. for Compliance Week’s 19th annual National Conference from April 2-4. Check out some of the sights from the event in our photo gallery.
Compliance Week
Posted inRegulatory Enforcement
Table: SEC, CFTC off-channel communications penalties
The Securities and Exchange Commission and Commodity Futures Trading Commission have combined to levy nearly $3.5 billion in penalties (so far) against firms and their affiliates in response to recordkeeping failures regarding employee use of off-channel communications for business purposes.
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CW TPRM Summit 2023: What you need to know about protecting your data
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a presentation by Gregory Rasner, senior vice president, cybersecurity third-party risk at Truist. The event was held Nov. 6-7, 2023.
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CW TPRM Summit 2023: A holistic journey through integration
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Ja’Vaughn Jones, vendor risk management director at Kaiser Permanente; Tiffany Bray, vice president, senior third-party risk manager at Seacoast Bank; and Chris Phillips, vice president, procurement and vendor risk at Lendmark Financial Services. The event was held Nov. […]
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CW TPRM Summit 2023: Navigating sanctions compliance in third-party partnerships
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Jessica Sanderson, founding member at Sanderson Law Firm, and Rodney Campbell, senior vice president, head of third-party risk management at Valley National Bank. The event was held Nov. 6-7, 2023.
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CW TPRM Summit 2023: Maneuvering the regulatory landscape
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Amy Mertz Brown, a former chief compliance officer and independent consultant/attorney; Ellen Hunt, principal consultant and advisor at Spark Compliance Consulting; and Linda Tuck Chapman, CEO of the Third-Party Risk Institute. The event was held Nov. 6-7, 2023.
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CW TPRM Summit 2023: Forming risk-based approaches to due diligence
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Josh Bryant, senior data privacy analyst at J.B. Hunt; Ramsey Kazem, regional compliance officer at Andritz; and Rob Seibel, former associate vice president, global ethics and compliance at Bath & Body Works. The event was held Nov. 6-7, […]
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CW TPRM Summit 2023: The ABCs of an effective program
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Steve Naughton, director of regulatory compliance studies at Loyola University Chicago Law School, and Michael Volkov, CEO of the Volkov Law Group. The event was held Nov. 6-7, 2023.
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CW TPRM Summit 2023: Excelling at vendor management
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Paul Kurtz, director of third-party risk management at MerchantE; Michael Rickman, president at Bear Lake; and Adrene Maria Odom, vice president, risk and vendor management at Lafayette Federal Credit Union. The event was held Nov. 6-7, 2023.
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CW TPRM Summit 2023: Best practices for third-party compliance audits
This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Virgene Foreman, director VMO of internal controls at Lincoln Financial; Lila Acharya, partner at Crawford & Acharya; and Renica Hamilton, assistant vice president at Lincoln Financial. The event was held Nov. 6-7, 2023.