This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association, and Steven Rothstein, managing director at Ceres. The event was held Sept. 19-20, 2023.
Compliance Week
Posted inUncategorized
CW ESG Summit 2023: Enhancing ESG reporting through effective assurance
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Charles Waring, partner, audit and assurance at EisnerAmper, and Melanie Sponholz, chief compliance officer at WCP Healthcare. The event was held Sept. 19-20, 2023.
Posted inRegulatory Policy
Former SEC Chair Harvey Pitt dead at 78
Harvey Pitt, the former chairman of the Securities and Exchange Commission and an inaugural Compliance Week columnist, died. He was 78 years old.
Posted inRisk Management
Ask a CCO: Importance of data analytics, AI over next 5 years
Six senior compliance practitioners forecast the impact advances in data analytics and artificial intelligence will have in their future compliance efforts.
Posted inRisk Management
Ask a CCO: Pressing pain point in working with data for compliance
Six senior compliance practitioners disclose hurdles their respective departments have faced in utilizing data for compliance purposes.
Posted inRisk Management
Ask a CCO: Biggest priority for upgrading compliance tech
Six senior compliance practitioners share their biggest priority areas for making technological upgrades to their respective compliance programs during 2023.
Posted inRisk Management
Ask a CCO: Where has tech made biggest difference in TPRM efforts?
Six senior compliance practitioners explain the impact technological advances have had in streamlining third-party risk management efforts.
Posted inRisk Management
Ask a CCO: Compliance team role in TPRM
Six senior compliance practitioners describe how their team contributes to third-party risk management at their respective companies.
Posted inFrom the Archive
Photo gallery: Compliance Week National 2023
Nearly 500 attendees gathered at the JW Marriott in Washington, D.C. for Compliance Week’s 18th annual National Conference from May 15-17. Check out some of the sights from the event in our photo gallery.
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CW2023 offer: Free download of Flex sustainability case study
This case study offers insight into how Flex is taking control of its sustainability reporting and environmental footprint.
