Posted inRegulatory Enforcement

Impact Of SOX 804 Decision Unclear, May Be Broad

As we reported last year, the Second U.S. Circuit Court of Appeals in New York recently ruled against the retroactive application of Sarbanes-Oxley Section 804, which is the provision extending the statute of limitations on securities fraud cases. Before Sarbanes-Oxley, shareholders needed to file securities fraud claims within one year of discovering the fraud, and […]

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