- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-07-19T02:00:00
President Donald Trump has nominated Hester Peirce to serve on the Securities and Exchange Commission for the remainder of a five-year term. She was initially—and unsuccessfully—nominated by President Obama in 2014.
2017-08-07T09:15:00Z By CW Staff
David Grim, director of the Division of Investment Management at the Securities and Exchange Commission, will leave the agency in September after more than 20 years of public service.
2017-07-25T13:00:00Z By Marc Butler
There has been plenty of tough talk of deregulation in the Trump administration, but a few rules appear too valuable to repeal or roll back.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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