Appointment Blogs | Compliance Week – Page 159
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Conifer Health Solutions names chief compliance officer
Conifer Health Solutions has appointed Daniel Feldman as senior vice president and chief compliance officer. In this role, Feldman assumes responsibility for managing Conifer Health’s enterprise-wide ethics and compliance program.
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Is KPMG getting tainted audit inspection results?
The inspection information leak that led to dismissals at KPMG and the PCAOB raises big questions about how to assure fair and transparent inspection results for all Big 4 firms.
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Senators demand answers from United Airlines
Following an incident where a passenger was dragged off a flight to accommodate employees, Senate Democrats are demanding that the CEO of United Airlines answer questions about the incident and company policies.
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Trump Administration’s regulatory rollback attracts lawsuits
In response to its plans for a massive regulatory rollback, the Trump Administration is defending itself against a growing number of lawsuits from both activist groups and state officials.
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Democrats defend CFPB’s constitutionality in legal brief
As CFPB critics escalate a legal battle focused on ithe agency’s constitutionality, a coalition of current and former Senate Democrats is fighting back with a legal filing of their own.
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Latest batch of Trump nominations includes new ‘regulatory czar’
The latest nominations announced by President Trump include a pick to be the administration’s new “regulatory czar,” the administrator of the Office of Information and Regulatory Affairs.
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KPMG, PCAOB dismiss personnel over inspection leak
Heads are rolling at both KPMG and the PCAOB over an information leak that gave KPMG auditors a leg up heading into its annual regulatory inspections.
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OCC names senior vice president, enterprise risk management
OCC, the world’s largest equity derivatives clearing organization, has appointed David Ridgway, a former senior risk management executive with BNY Mellon, as senior vice president, enterprise risk management.
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Investors demand more ESG disclosure, new study says
Investor interest is growing in getting expanded information out of companies about their environmental, social, and governance issues, based on a recent global study.
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Barclays CEO didn’t know it was illegal?
Barclays CEO James Staley is claiming ignorance, saying he didn’t know it was inappropriate to attempt to unmask the identity of an anonymous corporate whistleblower and is now facing the consequences.
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What will a code of conduct bring to British cycling?
Despite stunning successes by the British cycling team in both the Tour de France and recent Olympic games, several allegations haunt the team.
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SEC backs away from conflict minerals rule enforcement
With the May 31 deadline for conflict minerals disclosures fast approaching, a court ruling has prompted the SEC to ease its enforcement posture regarding those requirements while it rethinks the rule.
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Flying the (not so) friendly skies of United
United Airlines seems to be battling an internal cultural issue, as recent events suggest. The beleaguered airline is once again in the news—this time for forcing a paying passenger off a flight to make room for its own staff.
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Regulators globally say 42 percent of audits are deficient
Audit quality is an even bigger concern outside the United States, where inspectors spot deficiencies at major network firms in 42 percent of the audits they check.
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Aerojet Rocketdyne Holdings names principal accounting officer
Aerojet Rocketdyne Holdings, an American rocket and missile propulsion manufacturer, has appointed Steven Adams, vice president and controller, to serve as principal accounting officer, effective as of April 3.
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Lennox International chief accounting officer to retire
Lennox International, a global provider of climate control solutions, has announced the retirement of Roy Rumbough as chief accounting officer and controller, effective May 31.
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LockPath, SecurityScorecard partnership streamlines vendor risk management
LockPath, a provider of governance, risk management and compliance solutions, and SecurityScorecard, a security-rating platform, announced a new partnership to streamline and strengthen how organizations manage vendor and third-party risk.
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Hearsay launches next-generation compliance platform
Hearsay, provider of Advisor Cloud solutions for the financial services and insurance industries, has introduced the next generation of its enterprise compliance platform, which applies predictive technology to reduce false alerts and help compliance teams focus on activities that pose the highest risk, while increasing security coverage and control.
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Senators once again pitch resurrected Glass-Steagall
With bipartisan support and possibly even White House buy-in, a coalition of senators is once again trying to bring back the Glass-Steagall Act.
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Pension sponsors pay unnecessary premiums, study finds
Companies sponsoring defined benefit pension plans have seen their PBGC premiums skyrocket in recent years — in some cases needlessly.