Barclays CEO James Staley is claiming ignorance, saying he didn’t know it was inappropriate to attempt to unmask the identity of an anonymous corporate whistleblower and is now facing the consequences.
From the Archive
Aerojet Rocketdyne Holdings names principal accounting officer
Aerojet Rocketdyne Holdings, an American rocket and missile propulsion manufacturer, has appointed Steven Adams, vice president and controller, to serve as principal accounting officer, effective as of April 3.
Lennox International chief accounting officer to retire
Lennox International, a global provider of climate control solutions, has announced the retirement of Roy Rumbough as chief accounting officer and controller, effective May 31.
Kara Brockmeyer, Chief of FCPA Unit, to leave SEC
Kara Brockmeyer, Chief of the Enforcement Division’s Foreign Corrupt Practices Act Unit, is planning to leave the agency later this month, the Securities and Exchange Commission announced.
Centennial Resource Development names chief accounting officer
Centennial Resource Development has appointed Brent Jensen as chief accounting officer. He assumes the role from Jamie Wheat, who resigned, effective as of March 24.
Mastercard names assistant general counsel for privacy
Mastercard announced that Erika Brown Lee joined the company in March as senior vice president and assistant general counsel for privacy and data protection.
Grapevine: Who’s coming and going in compliance
Volkswagen and Hamilton Lane both have new compliance officers; Louis Berger has a new chief integrity officer; and the co-founder of LinkedIn has joined Microsoft’s board. Check out the CW Grapevine for the latest personnel moves.
Hamilton Lane appoints chief compliance officer
Hamilton Lane, an alternative investment management firm, has appointed Frederick Shaw as chief compliance officer, effective April 1. The company also named Lydia Gavalis as general counsel.
Louis Berger appoints chief integrity officer
Louis Berger has named Adelle Elia as chief integrity officer, effective April 1. Elia’s predecessor, Tom Nicastro, is stepping down as Louis Berger’s chief compliance and ethics officer after 15 years of service with the company, seven years of which he spent leading the company’s compliance function to shape Louis Berger’s culture of integrity.
Former OCC director of enforcement and compliance joins Buckley Sandler
Ellen Warwick, former director for enforcement and compliance for the Office of the Comptroller of the Currency (OCC), has joined international law firm Buckley Sandler as a senior counsel in the firm’s Washington, D.C. office.


