Last year was an especially demanding one for James Clements’ compliance team at Carson Group, which started adopting artificial intelligence tools.
Top Stories
Posted inTop Stories
Maurice L. Crescenzi, Jr., new president of ECI Compliance Week, calls on compliance leaders to close the gap between risk and readiness
In his first major address and closing keynote at the organization’s 21st annual national conference, the newly appointed president outlined an agenda built on collaboration, strategic positioning, and closing the compliance gap.
Posted inExcellence in Compliance Awards
Iberdrola wins 2026 Compliance Program of the Year
Over the past six years, Iberdrola–Europe’s largest electricity company–digitized the company’s compliance processes for its global footprint in 20 countries.
Posted inRegulatory Policy
CW National: New DOJ policy based on partnership with corporate compliance, Duva says
Compliance officers, listen up: when trouble of a potential criminal nature hits your company, give the U.S. Department of Justice a call, which wants to be your partner in fighting corporate crime.
Posted inESG/Social Responsibility
CW National: Peirce confirms SEC climate rule rescission proposal being reviewed
Commissioner Hester Peirce had raised concerns about the rule and views the U.S.’s pullback on ESG regulations as a competitive edge over other countries.
Posted inArtificial Intelligence
Compliance is not your AI bottleneck. Your operating model is.
The next phase of AI regulation will not wait for the Executive Branch, Congress, or the lawyer at the end of the release cycle. Compliance evidence has to be assembled while the system assembles, or it will not assemble fast enough.
Posted inBest Practices
Still Wildly Effective: A look at the updated edition of ‘How to Be a Wildly Effective Compliance Officer’
Ten years ago, when the virus we feared was Zika and artificial intelligence was a dream of the founders of a new nonprofit called OpenAI, books in the compliance field focused almost exclusively on the law and technical issues.
Posted inData Privacy
Companies should brace for scrutiny, fines after EDPB’s latest GDPR investigation
The European Data Protection Board has made checking organizations’ compliance with the GDPR’s transparency requirements a key area of focus for the coming year under its Coordinated Enforcement Framework.
Posted inAML
Most FS firms expect to miss EU AML deadline amid data and due diligence challenges
Two-thirds of financial services firms will not be able to meet the requirements of the EU anti-money laundering package when it comes into force in July 2027.
Posted inRisk Management
AI governance: The new compliance imperative
Artificial intelligence has moved from the innovation lab to the operating core of the modern enterprise. That shift has profound implications for corporate compliance professionals. AI is no longer simply a technology issue for the CIO, a legal issue for the general counsel, or a cybersecurity issue for the CISO. It is now a governance […]
