All Compliance articles – Page 6
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Blog
The Four Goods
As in the sport of jiu-jitsu, the four goods, “good control, good technique, good position, and good submission,” could also benefit the world of compliance, writes Bill Coffin.
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Article
Hallmarks of an effective ethics and compliance program
You want a really top-notch ethics and compliance program? Then create a values-based workplace culture and forget about all those check-the-box metrics. Jaclyn Jaeger reports.
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Blog
‘A Dog’s Purpose’ is not to drown
Bill Coffin looks at what went wrong during the filming of ‘A Dog’s Purpose’ and the American Humane’s role in ensuring (or not) that the film was compliant with animal rights.
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Blog
K2 Intelligence regulatory compliance practice expands its team
K2 Intelligence, an investigative, compliance, and cyber-defense services firm, has named Nathan Ploener as a managing director in the firm’s regulatory compliance practice.
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Blog
Banks and bankers on front line of AML fight
The first foreigner, Jens Sturzenegger, a former branch manager at Falcon Private Bank in Singapore, was recently convicted in the 1MDB scandal. Tom Fox reports.
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Technology, compliance, and the breakdown of corporate silos
The Man From FCPA Tom Fox explores the recent Foreign Corrupt Practices Act enforcement action involving General Cable Corp. and its implications for a technology-driven compliance world.
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Compliance has become the heart of the business
Compliance has taken center stage in investors' eyes according to Tom Fox. Large institutional investors are beginning to evaluate companies by considering a mix of metrics, such as regulatory warnings, tangential civil lawsuit, and social responsibility. Fox has more.
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Article
Q&A: The compliance and legal ties that bind
Jaclyn Jaeger talks with Carey Roberts, deputy general counsel and chief compliance officer of Marsh & McLennan Cos., about her unique dual legal and compliance role.
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Blog
Compliance on the VW board
Tom Fox explores the case of Hans Dieter Pötsch, chairman of the VW supervisory board, who could be held responsible if German prosecutors find the board had actual knowledge, but failed to keep shareholders abreast, of the emissions-testing scandal and its potential costs.
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Blog
Podcast: Engaging an evolving workforce in compliance
In our latest podcast, we talk to Jeff Brandeis, growth markets director for Wolters Kluwer ELM Solutions, about the challenges presented by a multi-generational, multicultural workforce when designing a compliance program.
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Blog
Former chief of SDNY Criminal Division joins Mayer Brown
Daniel Stein, former Chief of the Criminal Division in the U.S. Attorney’s Office for the Southern District of New York, will join the law firm Mayer Brown as a partner in the litigation and dispute resolution practice, where he will lead the firm’s global regulatory and investigations group and serve ...
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Blog
Baylor University names chief compliance officer
Baylor University has appointed Doug Welch, who has served as associate general counsel at the university since 2006, as chief compliance officer.
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Article
The vital link between compliance and procurement
For many organizations, compliance and procurement only work at all if they work together. But how they work together is something that is unique to every organization. Jaclyn Jaeger explores.
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Article
Compliance clauses can keep third parties in line, regulators at bay
Even small companies have gone global and rely on a broad network of business partners. Those relationships, however, bring with them risks and potential regulatory hazards. Joe Mont discusses adding compliance and ethics clauses to contracts as a baseline for any third-party relationship.
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Blog
Tipalti adds accounts payable tax compliance support for Argentina and Brazil suppliers
Tipalti, a global supplier of payments automation, has extended its accounts payable tax compliance capabilities to help companies collect and validate tax IDs from their suppliers in Argentina and Brazil. Businesses engaging with suppliers and partners in those countries can now ensure tax compliance by recording tax information for those ...
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Blog
Do the FCPA rules make sense?
How many rules are too many? How complicated are the rules to follow? These are questions Tom Fox explores in the context of the Foreign Corrupt Practices Act. Fortunately, the answer, he says, is quite simple—do not pay bribes.
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ArticleThe unconventional CFO
Throughout CFO Jan Siegmund’s time at ADP, he has come to realize that when your business processes pay for millions of people, your business is more than payroll. It’s about compliance. An interview by Bill Coffin.
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Article
Building the relationship between compliance and general counsel
As the roles and responsibilities of compliance and legal overlap, and as the role of the chief compliance officer continues to gain profile, how the CCO and general counsel work together is more important than ever, writes Karen Kroll.
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Blog
Does compliance need a seat at VW’s table?
VW’s response to its defrauded customers in Europe is worse, than laughable. It's indefensible. Where is the company's compliance function? Tom Fox explores.
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Blog
Benchmarking your compliance program
The Department of Justice is poised to consider benchmarking as a criteria for determining how far certain companies have failed to enact adequate internal controls against wrongdoing. But what are the benchmarks for benchmarking itself? Jose Tabuena reports.