All Compliance articles – Page 5
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Article
Differing regulatory ethos poses challenges for cross-border financial institutions
In a group Q&A, we look at how multinational companies should view compliance amid attitudinal differences regarding compliance and enforcement.
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Article
Will AI disrupt compliance and internal audit?
At a recent Compliance Week conference, experts discussed implementation and expectation for incorporating artificial intelligence into compliance programs.
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ArticleStriving toward a better ethics and compliance training program
NAVEX’s 2017 report on ethics and compliance training is out, and the results are required reading for compliance officers eager to know how well their programs compare to their peers.
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Blog
Press X to start
There is always a tension between gaming the system and breaking the rules, and we can’t have innovation unless we allow a little outlaw thinking to develop on its own.
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Blog
Compliance, risk, and the opioid scandal
The pharmaceutical industry may be the next victim of the opioid epidemic, as the government turns its focus on the pharmaceutical manufacturers themselves, not the addict or drug abuser.
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Blog
New twist in the Volkswagen investigation
In one of the more interesting and recent twists to the emissions-cheating scandal, Volkswagen has accused a group of fellow German car manufacturers of collusion over the diesel engine scandal, now almost two years old.
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Blog
Wells Fargo and its data privacy faux pas
Wells Fargo continues to be in the news these days (and not for the better) in the way of its reputation.
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Article
How the 4 Cs of compliance training protect financial institutions
Compliance training often can be hard to sell internally. But a training program that focuses on four cardinal virtues not only can gain traction, but can deliver value to the enterprise.
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Article
Brexit provides plenty of compliance opportunities
The 2019 Brexit deadline is creating a host of big opportunities for companies to boost their compliance programs, and for compliance professionals to show their worth.
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Blog
K2 Intelligence's AgileTechnologies builds tailored compliance technology solutions
K2 Intelligence recently announced the launch of AgileTechnologies, an in-house technology lab that builds tailored compliance and investigative technology solutions to meet the complexities of a wide range of client engagements.
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Blog
The power of social media
Last week saw the resignation of Uber CEO Travis Kalanick, and it all began with a blog post.
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Blog
Sailing, cycling, and compliance
A lesson from the America’s Cup Emirates Team New Zealand reveals that exploring past methods can improve your future compliance policies and ensure against possible Foreign Corrupt Practices Act violations.
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Blog
Tip of the (compliance) hat to Hui Chen
A look at Hui Chen’s career at the Department of Justice, serving as the compliance counsel and, most importantly, putting the compliance function front and center in the fight against FCPA violations.
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Blog
Compliance and risk management as a competitive advantage
The Man From FCPA explores Amazon’s recent foray into banking that effectively demonstrates how the risk management aspect of compliance can be used as a competitive advantage.
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Article
Prosecutors weigh in on effective compliance programs
CW’s annual conference offered an in-depth look at the Justice Department’s “Evaluation of Corporate Compliance Programs” for those who may have missed it.
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Blog
A Futurist on compliance
At Compliance Week 2017, Futurist Dr. Brian David Johnson started the show with his talk about artificial intelligence, the future of the compliance profession, and the position of the chief compliance officer.
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Blog
United Airlines: using a compliance framework to further customer relations
United Airlines has been handed some positive compliance lessons from its recent public relations faux pas, including the forcible removal of a passenger, but will the company follow through on its pledge to make good on customer relations?
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Blog
Compliance insights from a massive trading loss
Kweku Adoboli is the former UBS trader who took positions that led the firm to sustain a $2.3 billion dollar loss—as he dryly noted, “for which I took responsibility in September 2011—and to my eventual imprisonment.” What are the cultural lessons for compliance?
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Blog
Newest internal audit poll calls for focus on disruption
If there’s a point to internal audit beyond fulfilling a compliance requirement, it seems as if corporate America is still trying to figure it out.
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ArticleTop 5 ethics and compliance failures of 2016
A highlight of the biggest ethical failures of 2016, including the scandals that rocked Wells Fargo, Unaoil, and Teva, and what public companies should do to avoid a similar fate.