OTC Link ATS, wholly-owned subsidiary of OTC Markets Group, operator of open, transparent and connected financial marketplaces for 10,000 U.S. and global marketplaces, has appointed Michael Corrao as chief compliance officer.
As the chief compliance officer of OTC Link ATS, Corrao will be responsible for all aspects of the firm’s broker-dealer compliance program and will focus initially on coordinating the firm’s compliance with the SEC’s Regulation Systems Compliance and Integrity (Regulation SCI). He will report to OTC Link ATS President Michael Modeski.
