All Head of Compliance articles
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Blog
Paxos compliance head joins Guidepost Solutions as managing director
Business services and consulting company Guidepost Solutions announced the appointment of Paxos Head of Compliance Gabriel Hidalgo as managing director.
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Blog
Herring Global appoints compliance head
Herring Global, a digital asset trading and liquidity provision firm, announced that Benjamin Toh has joined as the head of compliance/MLRO.
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Blog
Heron Finance hires compliance head
Registered investment adviser Heron Finance announced it hired Michael Jen as head of compliance.
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News BriefEx-OneCoin compliance head jailed 4 years for fraud role
The former head of legal and compliance at OneCoin was sentenced to four years in prison after pleading guilty to fraud charges regarding her role in a cryptocurrency marketing scheme.
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Blog
Flutterwave announces head of compliance, first risk chief
Payments technology company Flutterwave announced the appointment of Amaresh Mohan as its first chief risk officer and Amanda Ortega as head of compliance, United States.
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Blog
American Association for Debt Resolution appoints compliance head
The American Association for Debt Resolution announced the appointment of Stacey Silva as head of compliance.
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Blog
Sempra announces new risk and compliance head
Energy infrastructure firm Sempra appointed its Chief Financial Officer Trevor Mihalik as group president, a role in which he’ll have responsibility for risk and compliance.
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News Brief
Ex-OneCoin compliance head pleads guilty to fraud role
The former head of legal and compliance at OneCoin pleaded guilty to fraud charges regarding her role in a cryptocurrency marketing scheme that generated more than $4 billion in sales and revenue.
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News Brief
Ex-OneCoin compliance head charged over alleged fraud role
The former head of legal and compliance at OneCoin was indicted on separate charges of conspiracy to commit wire fraud and money laundering for her role in the $4 billion cryptocurrency fraud scheme.
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Blog
LendKey promotes general counsel to chief legal officer
LendKey, an online student loan marketplace, announced the promotion of David Mark to chief legal officer and head of regulatory compliance.
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ArticleBNP Paribas names new head of compliance
BNP Paribas, France’s largest bank, announced the appointment of Stéphanie Maarek as its new head of compliance. She succeeds Nathalie Hartmann, who held the role since 2017.
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Article
Dinara names head of compliance, general counsel
Digital asset services startup Dinara announced the appointments of Victor Guerra as head of compliance and Yanire Martes as general counsel.
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ArticleEmbattled Ericsson reshuffles compliance function with new hire
Ericsson named Scott Dresser to lead its compliance division. The appointment comes the same month the Swedish telecom was notified by the Department of Justice of a second breach of its 2019 deferred prosecution agreement with the agency.
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ArticleTRUST: A solution to crypto’s Travel Rule dilemma
Jennifer Lee, head of compliance at Anchorage Digital, highlights the launch of the Travel Rule Universal Solution Technology as “the clearest sign yet that digital asset players, as an industry, not as individual companies, truly care about compliance.”
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Article
British Arab Commercial Bank appoints new head of compliance
British Arab Commercial Bank announced the appointment of Ramita Dhillon as head of compliance.