Our annual gathering has been recognized as the premier peer-to-peer compliance event to spotlight compliance leaders and their programs. Sessions include Q&As, break-out panels, and practitioner-only workshops.
The members of the Top Minds Class of 2019 are presented their awards to cap Day 1 of Compliance Week’s annual conference in Washington D.C.
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From helping establish the SEC’s Office of Compliance Inspections and Examinations to his more recent legal career, John Walsh has had a front-row seat to the evolution of compliance.
Her compliance career has been (literally) all over the map, but Mary Shirley remains fixed on a few key principles: aiming high, helping colleagues advance their careers, and making compliance sexy.
Fidelity’s Chuck Senatore has learned something from his 22 years of experience as a compliance officer: It’s all about teamwork, the ability to influence, and innovation.
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