By Joe Mont2019-04-02T17:41:00
The Securities and Exchange Commission recently adopted new rules that permit registrants to file redacted material contracts without applying for confidential treatment, provided the redacted information is not material and would be competitively harmful if publicly disclosed.
2016-01-19T13:30:00Z By Joe Mont
The SEC has approved interim final rules needed to implement provisions of the Fixing America’s Surface Transportation Act that revise financial reporting forms for emerging growth companies and smaller reporting companies. The FAST Act, enacted by Congress last month, includes mandates to revise Forms S-1 and F-1 and allow emerging ...
2015-12-22T12:45:00Z By Joe Mont
The Securities and Exchange Commission this week released another round of guidance regarding the recently enacted Fixing America's Surface Transportation (FAST) Act. Compliance and Disclosure Interpretations from the Division of Corporation Finance use its standard question-and-answer format to address the filing of financial statements by emerging growth companies and requirements ...
2025-08-08T21:06:00Z By Adrianne Appel
Two major health insurance brokers will pay a combined $145 million to resolve Federal Trade Commission allegations that they misled millions of consumers and mishandled personal data, the agency announced Thursday.
2025-08-06T14:00:00Z By Adrianne Appel
The Treasury Department’s Financial Crimes Enforcement Network is delaying an upcoming requirement that investment advisors and realtors begin screening clients for money laundering and other illegal activity.
2025-08-01T22:31:00Z By Oscar Gonzalez
The Securities and Exchange Commission is taking its pro-crypto messaging on the road, planning a series of events for its Crypto Task Force that will be held across the U.S. starting on Aug. 4.
2025-08-01T20:07:00Z By Aly McDevitt
The DOJ is warning that simply scrubbing DEI-related words from policy documents or training materials—and replacing them with thinly veiled proxies—will not protect federally funded organizations from legal scrutiny.
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