Congress has passed a defense bill that contains amendments with big ramifications for AML, including new requirements around beneficial ownership and a new Bank Secrecy Act whistleblower program at the Treasury.
A recent survey from Compliance Week and Skillsoft of 180 compliance, risk, and audit professionals asked the question: “What’s your back-to-office plan, and does it work for you?”
This e-Book from Compliance Week and Diligent explores results from the recent survey, “Automated entity management greatly reduces compliance risk.”
This free e-Book considers five questions that can help when designing immersive financial crime training scenarios for learners.
This e-Book, from Compliance Week and Guidehouse Inc., explores how the adoption of machine learning in fighting financial crime will likely explode as technology solutions become more effective and efficient—driven by work-stream prioritization, product maturity, and refinement of implementation processes.
Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.
This e-Book has the results of a recent joint survey between Compliance Week and Workiva, which show companies could benefit from the IIA’s updated Three Lines Model—especially in light of the pandemic.
The United Kingdom has become the second country behind the United States to issue guidance for companies in the maritime shipping industry helping them ferret out suspicious or illicit practices used by those hoping to evade sanctions.
This e-Book from Compliance Week and Aravo reveals the results of the “2020 TPRM Benchmarking Survey.”
This e-Book offers results from a recent Compliance Week and OpenText survey exploring why companies are still struggling with California Consumer Privacy Act compliance.
This e-Book from Visual Lease and Compliance Week reveals how the coronavirus pandemic has impacted corporate leases.
This e-Book highlights the CW Excellence in Compliance Awards, which recognize the best and brightest in risk and compliance in 15 key categories and for such noteworthy topics as cyber-security, third-party risk management, anti-corruption, training, and more.
Artificial Intelligence (AI) tools are being deployed in numerous areas by financial institutions and broker-dealer firms.
With the California Consumer Privacy Act enforcement deadline finally upon us, data privacy concerns are once again a focus of U.S. corporations.
You can’t hide from the Foreign Corrupt Practices Act, even if you are a powerful government regime. Just ask Venezuelan President Nicolás Maduro, who—along with others in his administration—were taken down in late March for violating certain provisions of the formidable anti-corruption law.
Compliance with specific regulations—such as the California Consumer Privacy Act—has taken a back seat during the coronavirus pandemic to more pressing concerns, including videoconference pitfalls, making sure remote workers are operating securely, and coronavirus disclosure.
This e-Book is a compilation of Compliance Week’s coverage on the unprecedented Coronavirus pandemic. As our society continues in a work-from-home digital model, learn how to continuously protect your company and employees from the risks.
The report explores how companies tackle their third-party risk, use “enhanced due diligence” to boost their ABC programs, and how much and what types of training they employ to tackle risk.