e-Book: Effective beneficial ownership searches leverage technology
Determining the ultimate beneficial owner of individuals and companies your firm does business with can be a tricky thing.
e-Book: State of compliance in 2022: Emphasis on values, communication
Compliance is still about following the rules, but growing emphasis on values cannot be understated.
e-Book: How businesses are confronting governmental licenses in M&As
With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.
e-Book: Where to start on your ESG journey
Initiating your company’s commitment to reporting its environmental, social, and governance (ESG) metrics can prove a daunting task. But keep in mind: It’s a marathon, not a sprint.
e-Book: How the EU might move forward with GDPR
Data privacy experts believe the mechanisms in place under the General Data Protection Regulation (GDPR) to ensure compliance, enforcement, and redress need revisiting—and quickly.
e-Book: Managing regulatory, financial crime compliance risks of virtual assets
This free e-Book considers the new opportunities the virtual asset space has opened, as well as the risks deriving from criminal exploitation and a lack of regulatory oversight in this burgeoning area.
e-Book: Preparing for the SEC’s climate-related disclosure rule
More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.
e-Book: Avoiding pitfalls of working in high-risk regions
The issues of working in high-risk regions have always been there, but recent dynamic events and circumstances have added unique challenges.
e-Book: Finance Automation: Thriving in the Age of Change
While most accounting teams have replaced their manual accounting practices with an updated, digital version, many are still following the old rules, such as close-related tasks being completed on a certain day of the month.
e-Book: Navigating Russian sanctions and preparing for new threats
For chief compliance officers of U.S. companies, navigating Russian sanctions and export controls restrictions might feel like a full-time job on its own right now, not knowing when or where violations could occur in an ever-shifting enforcement landscape.
e-Book: Delivering on ESG: An inside look at FedEx’s corporate transparency
It’s one thing to talk about being a sustainable company, to conduct business in a sustainable way. It is another thing entirely to set sustainability goals, track the progress of those goals, and be transparent about decisions being made.
e-Book: How technology enables data protection
A Compliance Week and BRYTER survey analyzed 81 responses from compliance and legal practitioners who ranked data privacy and cybersecurity threats the No. 1 biggest risk entering 2022.
e-Book: Pandemic paves way for new financial audit process
This e-Book from Compliance Week and audit cloud software vendor BlackLine Systems focuses on how companies are enhancing their audit processes amid the ongoing pandemic.
e-Book: What whistleblowers want compliance officers to know
A five-part series from Compliance Week and SAI360 chronicles the experience of whistleblowers—and what CCOs can learn from their stories.
e-Book: What factors are driving change in your corporate investigation processes?
The results of a recent survey from Compliance Week and OpenText reveal that while investigations and data volumes are on the rise, machine learning combined with external expertise may give companies the upper hand in accelerating response and results.
e-Book: Automate your accounting process: Wring out financial fraud
A recent CW Webcast, sponsored by BlackLine and recapped here, discusses how automation can create a more efficient and effective approach to your accounting process.
e-Book: The current state of global privacy regulation
Will states be able to move forward with their own privacy laws? A provision in a recent bill passed in Florida may be a stumbling block.
e-Book: The Excellence in Compliance Awards
Convercent is proud to recognize the winners of Compliance Week’s second annual “Excellence in Compliance Awards,” which spotlight individual and company achievement in seven categories relating to risk and compliance.
e-Book: New thinking, new strategies needed for AML
Bank culture continues to be a problem, and strategies formed following the financial crisis to prevent money laundering haven’t fared much better. Perhaps it’s time for a new approach.
e-Book: ESG initiatives a top priority for SEC, CFTC
Companies would be wise to start evaluating their environmental, social, and governance practices under the new presidential regime, especially with confirmation the Securities and Exchange Commission is planning to increase its expectations of public companies to assess and disclose climate-related risks.
e-Book: A blueprint for COVID-19: Getting back to the office
A recent survey from Compliance Week and Skillsoft of 180 compliance, risk, and audit professionals asked the question: “What’s your back-to-office plan, and does it work for you?”
e-Book: The Benefits of Centralizing and Automating Entity Management
This e-Book from Compliance Week and Diligent explores results from the recent survey, “Automated entity management greatly reduces compliance risk.”
e-Book: Using immersive scenarios in your financial crime training
This free e-Book considers five questions that can help when designing immersive financial crime training scenarios for learners.
e-Book: Machine learning will (eventually) help win the war against financial crime
This e-Book, from Compliance Week and Guidehouse Inc., explores how the adoption of machine learning in fighting financial crime will likely explode as technology solutions become more effective and efficient—driven by work-stream prioritization, product maturity, and refinement of implementation processes.
e-Book: Financial services roadmap: Know Your Customer
Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.
e-Book: IIA Three Lines Model: Reading between the lines
This e-Book has the results of a recent joint survey between Compliance Week and Workiva, which show companies could benefit from the IIA’s updated Three Lines Model—especially in light of the pandemic.
e-Book: Government intensifies sanctions enforcement
The United Kingdom has become the second country behind the United States to issue guidance for companies in the maritime shipping industry helping them ferret out suspicious or illicit practices used by those hoping to evade sanctions.
e-Book: Mind the Gap — Where Third-Party Risk Management Programs Fall Short
This e-Book from Compliance Week and Aravo reveals the results of the “2020 TPRM Benchmarking Survey.”
e-Book: Companies still wrestle with data privacy regulation
This e-Book offers results from a recent Compliance Week and OpenText survey exploring why companies are still struggling with California Consumer Privacy Act compliance.
e-Book: Agile Lease Accounting During Uncertain Times
This e-Book from Visual Lease and Compliance Week reveals how the coronavirus pandemic has impacted corporate leases.
e-Book: Excellence in Compliance Awards
This e-Book highlights the CW Excellence in Compliance Awards, which recognize the best and brightest in risk and compliance in 15 key categories and for such noteworthy topics as cyber-security, third-party risk management, anti-corruption, training, and more.
e-Book: Artificial intelligence: Risks and benefits for compliance
Artificial Intelligence (AI) tools are being deployed in numerous areas by financial institutions and broker-dealer firms.
e-Book: Data privacy back in the spotlight
With the California Consumer Privacy Act enforcement deadline finally upon us, data privacy concerns are once again a focus of U.S. corporations.
e-Book: FCPA at forefront of fight against corruption
You can’t hide from the Foreign Corrupt Practices Act, even if you are a powerful government regime. Just ask Venezuelan President Nicolás Maduro, who—along with others in his administration—were taken down in late March for violating certain provisions of the formidable anti-corruption law.
e-Book: Data privacy enters age of Coronavirus
Compliance with specific regulations—such as the California Consumer Privacy Act—has taken a back seat during the coronavirus pandemic to more pressing concerns, including videoconference pitfalls, making sure remote workers are operating securely, and coronavirus disclosure.
e-Book: Tackling Coronavirus Risk
This e-Book is a compilation of Compliance Week’s coverage on the unprecedented Coronavirus pandemic. As our society continues in a work-from-home digital model, learn how to continuously protect your company and employees from the risks.
e-Book: 2020 Anti-Bribery & Corruption Benchmarking Report
The report explores how companies tackle their third-party risk, use “enhanced due diligence” to boost their ABC programs, and how much and what types of training they employ to tackle risk.
e-Book: Coronavirus impact on the regulatory climate
As both the regulatory landscape and the “new normal” for businesses evolves in the wake of the coronavirus pandemic, one thing remains certain: An ethics-first mindset will always keep your company pointed in the right direction.