e-Books


AMLCover

e-Book: AML: New U.S. regulation to start the year off

2021-01-12T03:00:00+00:00Provided by

Congress has passed a defense bill that contains amendments with big ramifications for AML, including new requirements around beneficial ownership and a new Bank Secrecy Act whistleblower program at the Treasury.

CWChooseEnding

e-Book: Choose your ending: What to do when your systems are hacked and ransom is demanded

2021-01-11T18:51:00+00:00By Compliance Week

What should you do if your firm is hit by ransomware? Choose your own ending to this tale about a clinic, a criminal, and coronavirus to learn the risks and rewards of each choice.

SkillsoftBTW

e-Book: A blueprint for COVID-19: Getting back to the office

2020-12-16T03:00:00+00:00Provided by

A recent survey from Compliance Week and Skillsoft of 180 compliance, risk, and audit professionals asked the question: “What’s your back-to-office plan, and does it work for you?”

EntityMgmt

e-Book: The Benefits of Centralizing and Automating Entity Management

2020-11-19T03:00:00+00:00Provided by

This e-Book from Compliance Week and Diligent explores results from the recent survey, “Automated entity management greatly reduces compliance risk.”

ICAebook

e-Book: Using immersive scenarios in your financial crime training

2020-11-18T15:41:00+00:00Provided by

This free e-Book considers five questions that can help when designing immersive financial crime training scenarios for learners.

Guidehouse-11-17-20

e-Book: Machine learning will (eventually) help win the war against financial crime

2020-11-17T03:00:00+00:00Provided by

This e-Book, from Compliance Week and Guidehouse Inc., explores how the adoption of machine learning in fighting financial crime will likely explode as technology solutions become more effective and efficient—driven by work-stream prioritization, product maturity, and refinement of implementation processes.

WorkFusion-12-04-20-KYC

e-Book: Financial services roadmap: Know Your Customer

2020-10-28T07:23:00+00:00Provided by

Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.

WorkivaThreLineseBook

e-Book: IIA Three Lines Model: Reading between the lines

2020-10-27T06:15:00+00:00Provided by

This e-Book has the results of a recent joint survey between Compliance Week and Workiva, which show companies could benefit from the IIA’s updated Three Lines Model—especially in light of the pandemic.

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e-Book: Government intensifies sanctions enforcement

2020-10-21T05:04:00+01:00Provided by

The United Kingdom has become the second country behind the United States to issue guidance for companies in the maritime shipping industry helping them ferret out suspicious or illicit practices used by those hoping to evade sanctions.

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e-Book: Mind the Gap — Where Third-Party Risk Management Programs Fall Short

2020-09-22T06:46:00+01:00Provided by

This e-Book from Compliance Week and Aravo reveals the results of the “2020 TPRM Benchmarking Survey.”

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e-Book: Companies still wrestle with data privacy regulation

2020-09-15T04:15:00+01:00Provided by OpenText

This e-Book offers results from a recent Compliance Week and OpenText survey exploring why companies are still struggling with California Consumer Privacy Act compliance.

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e-Book: Agile Lease Accounting During Uncertain Times

2020-09-09T05:42:00+01:00Provided by

This e-Book from Visual Lease and Compliance Week reveals how the coronavirus pandemic has impacted corporate leases.

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e-Book: Excellence in Compliance Awards

2020-08-26T01:42:00+01:00

This e-Book highlights the CW Excellence in Compliance Awards, which recognize the best and brightest in risk and compliance in 15 key categories and for such noteworthy topics as cyber-security, third-party risk management, anti-corruption, training, and more.

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e-Book: Artificial intelligence: Risks and benefits for compliance

2020-08-19T07:45:00+01:00Provided by

Artificial Intelligence (AI) tools are being deployed in numerous areas by financial institutions and broker-dealer firms.

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e-Book: Data privacy back in the spotlight

2020-08-17T04:25:00+01:00Provided by

With the California Consumer Privacy Act enforcement deadline finally upon us, data privacy concerns are once again a focus of U.S. corporations.

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e-Book: FCPA at forefront of fight against corruption

2020-06-02T11:13:00+01:00Provided by

You can’t hide from the Foreign Corrupt Practices Act, even if you are a powerful government regime. Just ask Venezuelan President Nicolás Maduro, who—along with others in his administration—were taken down in late March for violating certain provisions of the formidable anti-corruption law.

exterro data privacy

e-Book: Data privacy enters age of Coronavirus

2020-05-12T19:36:00+01:00Provided by

Compliance with specific regulations—such as the California Consumer Privacy Act—has taken a back seat during the coronavirus pandemic to more pressing concerns, including videoconference pitfalls, making sure remote workers are operating securely, and coronavirus disclosure.

cw coronavirus ebook

e-Book: Tackling Coronavirus Risk

2020-04-30T20:58:00+01:00By Compliance Week

This e-Book is a compilation of Compliance Week’s coverage on the unprecedented Coronavirus pandemic. As our society continues in a work-from-home digital model, learn how to continuously protect your company and employees from the risks.

kroll abc

e-Book: 2020 Anti-Bribery & Corruption Benchmarking Report

2020-04-30T09:30:00+01:00Provided by

The report explores how companies tackle their third-party risk, use “enhanced due diligence” to boost their ABC programs, and how much and what types of training they employ to tackle risk.

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e-Book: Coronavirus impact on the regulatory climate

2020-04-14T20:31:00+01:00Provided by

As both the regulatory landscape and the “new normal” for businesses evolves in the wake of the coronavirus pandemic, one thing remains certain: An ethics-first mindset will always keep your company pointed in the right direction.

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e-Book: Best practices for identifying and managing coronavirus risks

2020-03-11T09:36:00+00:00Provided by

The alarming worldwide spread of the coronavirus has not only sent financial markets crashing, it’s created a cascade of risks that every compliance practitioner will need to proactively manage.

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e-Book: Trends, tips, and transparency: Internal Audit

2020-03-09T12:31:00+00:00Provided by

In this e-Book, Compliance Week explores auditor reporting standards issued in May by the Auditing Standards Board to help companies get a head start on their rapidly approaching 2020 reports.

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e-Book: How to get the most out of your compliance training

2020-03-04T10:40:00+00:00Provided by

Traditionally one of the more thankless jobs in compliance, training is evolving from a tedious (yet critical) requirement to an engaging, informative exercise that not only keeps your organization walking an ethical straight line, but—in some cases—actually helps identify strengths and weaknesses in your culture.

Refinitiv Sanctions 2020

e-Book: Regulators get tough on abuses, distribute sanctions

2020-03-04T06:05:00+00:00Provided by

ExxonMobil’s recent victory in a sanctions case could inspire others to fight back against U.S.-imposed sanctions.