All Risk Management articles – Page 105
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ArticleRisk management tips from Tullett Prebon compliance woes
The U.K. Financial Conduct Authority fined Tullett Prebon (Europe) Limited £15.4 million (U.S. $19.8 million) after its compliance department failed to implement adequate risk management systems.
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Boston Mutual Life Insurance establishes ERM department
Boston Mutual Life Insurance Company announced the establishment of its newly created Enterprise Risk Management department.
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ArticleCompliance lessons from recent nine-figure FCPA settlements
Walmart, TechnipFMC, Fresenius—just to name a few—have all fallen prey to the Foreign Corrupt Practices Act in a record year of jacked-up enforcement and sky-high penalties.
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ArticleAsk Amii mailbag: Using compliance skill sets to influence operations
In this “Ask Amii” mailbag, executive coach and former Chief Compliance Officer Amii Barnard-Bahn discusses the pros and cons of outsourcing compliance, breaking tough news to business partners, and how to transfer compliance skills out of finance.
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ArticleNIST provides guidance on how to bridge privacy, cyber-security processes
NIST’s new draft Privacy Framework offers much-needed guidance to help companies align their data privacy and cyber-security risk management practices.
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ArticleLabeling employee a ‘compliance risk’ not defamation, says court
A former Biomet Argentina employee—in a bit of FCPA hot water—landed on his company’s restricted persons list, sued for defamation, and lost.
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AdvisorAssist upgrades compliance engine
AdvisorAssist, a regulatory compliance and business risk management consulting firm, announced the rollout of its updated compliance intelligence engine, AdvisorCloud 360.
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ArticleSurvey: Compliance execs like AI, but not confident they can harness it
Compliance and procurement leaders see the value in using artificial intelligence, but far too many aren’t confident they have the right skills in place to use it, according to a new report from Dun & Bradstreet.
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ArticleSurvey: Companies believe they've underinvested in TPRM
A new survey published by Deloitte highlights the latest trends—both opportunities and challenges—in companies’ journey toward a more mature extended enterprise risk management program, one in which third-party risk management is integrated across the firm and led from the top.
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Continuity acquires TraceRisk
Continuity, a compliance management systems provider for financial services organizations, announced the acquisition of cloud-based enterprise risk management solutions firm TraceRisk.
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HITRUST enhances compliance assessment platform
HITRUST, a data protection standards development and certification organization, announced a significant new release of its information risk and compliance assessment SaaS platform, MyCSF.
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Integrated Compliance Solutions to acquire Sterling Compliance
Integrated Compliance Solutions announced it has signed a definitive agreement to acquire all the outstanding shares of Sterling Compliance.
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360factors launches Insight360
GRC solutions firm 360factors announced the launch of Insight360, a new offering designed to provide insights into identifying and predicting risks.
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ArticleDoorDash data mishap showcases hazards of third-party vendors
DoorDash announced an incident of unauthorized third-party access to user data—a reminder companies need to mind the cyber-security of vendors in addition to their own.
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PremiumHow Microsoft turned one practitioner into a versatile analytics guru
Guest columnist Alan Gibson explains how his role as assistant general counsel in Microsoft’s Office of Legal Compliance helped his transition into a world of managing risks through algorithms, machine learning, and digital solutions.
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ProcessUnity expands vendor risk management platform
ProcessUnity introduced an expansion to the contract management capabilities within its vendor risk management software.
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WolfPAC, Maple Street partner on vendor management
WolfPAC Integrated Risk Management and Maple Street announced a partnership designed to provide clients an enhanced, full-service vendor management system.
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ArticleOptions Clearing Corp. fined $20M over risk policies
Options Clearing Corp. will pay a combined $20 million in penalties to the SEC and CFTC to settle charges that it failed to implement certain risk management policies as required by U.S. laws and regulator rules.
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GRP adds risk management specialist H&S Click
U.K.-based insurance intermediary Global Risk Partners announced the acquisition of risk management specialist H&S Click.
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Cathay Pacific execs quit due to Hong Kong protests
Amid pressure from Chinese authorities after initially not penalizing employees for taking part in the Hong Kong pro-democracy protests, two top Cathay Pacific executives have tendered their resignations.