Steele is your best source for smarter business decisions, offering configurable compliance solutions that will help you to thoroughly evaluate and mitigate potential risks. With products and services that incorporate industry leading artificial intelligence, automation, training, and human analysis, they partner with their clients to help them understand the world of the people they do business with and arm employees with the right tools and information to continue to make ethical decisions.
On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).
On June 1, 2020, the DOJ updated its Evaluation of Corporate Compliance Programs guidance document to reflect, as Assistant Attorney General Brian Benczkowski said, “additions based on our own experience and important feedback from the business and compliance communities.”
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
Download the e-Book, “ LEGALLY OBTAINABLE DATA IN BRIC COUNTRIES” now to learn how companies can avoid misuse of personal data and conduct due diligence within the legal scope of data privacy laws.