- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by Steele2017-11-28T09:00:00
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
2018-10-17T12:30:00Z By Jaclyn Jaeger
NAVEX Global’s fourth annual third-party risk management benchmark report offers risk and compliance officers a glimpse at how their third-party risk management programs stack up against their peers.
2018-01-09T09:30:00Z By Joe Mont
Reducing regulatory burden isn’t reducing risk, CCOs and risk managers reported in year-end surveys. Meanwhile, staffing compliance programs is getting a lot tougher.
2025-06-26T15:37:00Z By Aaron Nicodemus
Bank examiners at the Federal Reserve Board will no longer assess reputational risk during examinations, a concession to the banking industry already underway with two other U.S. regulators.
2024-11-06T17:05:00Z Provided by ServiceNow
The individual requirements for your security and risk operations are increasingly complex—and interconnected. Yet despite this increased interconnectivity, many organizations still manage their security operations (SecOps) and integrated risk management (IRM) functions in silos.
2024-08-07T05:54:00Z Provided by Theta Lake
The message from the regulators is clear - having an off-channel policy for mobile communications is not good enough.
2024-05-05T17:30:00Z Provided by ServiceNow and KPMG
To help investors gain a better understanding of cyber risk, the US Securities and Exchange Commission (SEC) has created sweeping new rules—forcing companies to take a more proactive approach to cybersecurity.
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