All United States articles – Page 14
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News Brief
Green Dot estimates up to $50M in liabilities over proposed Fed order
Financial technology firm Green Dot Corp. estimated a pending consent order with the Federal Reserve Board will require a payment of between $20 million to $50 million.
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Blog
Constellis names chief legal and compliance officer
Risk management and security solutions provider Constellis announced Olivia Fines was appointed to serve as chief legal and compliance officer.
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Blog
RumbleOn announces legal chief
RumbleOn, a retailer of powersports vehicles, announced the appointment of Brandy Treadway as senior vice president and chief legal officer.
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Premium
‘AI washing’: What is it and why regulators are on watch
Federal agencies, including the Securities and Exchange Commission, Department of Justice, and Federal Trade Commission, are taking every opportunity to warn firms that how they use—and represent their use of—artificial intelligence could result in violations.
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News Brief
NYAG lawsuit: JBS misleading public with sustainability claims
Two U.S. subsidiaries of Brazilian meat processing company JBS are the subject of a lawsuit filed by the New York attorney general accusing the businesses of using misleading statements and marketing regarding their environmental commitments.
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News Brief
NYDFS fines Gemini $37M over compliance failures
The New York State Department of Financial Services fined cryptocurrency exchange Gemini Trust Company $37 million over alleged compliance failures related to lapses in safety and soundness.
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News Brief
Treasury touts AI-enabled fraud recoveries totaling $375M
The Treasury Department announced its success using artificial intelligence to track down instances of check fraud—a potential preview of the results that might come if the agency applies AI in other enforcement-related circumstances.
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Blog
Music Reports names general counsel
Music rights administration platform Music Reports announced Bill Colitre will be its chief operating officer and general counsel.
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Blog
SAFCO welcomes compliance VP, general counsel
Southern Auto Finance Company announced the appointment of Marissa Kaliman as vice president of compliance and general counsel.
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Blog
Tilson appoints chief legal officer
Network development and information infrastructure services firm Tilson announced the appointment of Tim Schneider to chief legal officer.
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Blog
Arctic Glacier announces first general counsel
Arctic Glacier, a manufacturer and distributor of ice products and services, announced the appointment of Travis Bonnell as its first general counsel.
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News Brief
Biden executive order to target commercial data broker activities
A new executive order seeks to put clamps on the sale of Americans’ personal data by data brokers and other companies to certain countries found to be of national security concern.
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Blog
Zions Bancorporation appoints general counsel
Zions Bancorporation announced Rena Miller will take over as general counsel.
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Blog
Revelstoke Capital Partners names CCO as partner
Private equity firm Revelstoke Capital Partners announced Blake Bennett will serve as partner, chief financial officer and chief compliance officer.
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Blog
Loyola Marymount University appoints general counsel
Loyola Marymount University announced the appointment of Loretta Martinez as its first senior vice president and general counsel.
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Blog
Boeing ups previous CCO to human resources chief
Aerospace giant Boeing announced Uma Amuluru, vice president and general counsel to Boeing Defense, Space & Security, as the company’s chief human resources officer and executive vice president, human resources.
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Blog
Walgreens names global chief legal officer
Walgreens Boots Alliance, owner of the retail pharmacy chain Walgreens, named Lanesha Minnix as executive vice president and global chief legal officer.
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Premium
Grewal: Investors care about ESG claims—so do SEC enforcers
Environmental, social, and governance issues are increasingly material to investors, and the Securities and Exchange Commission is checking to ensure businesses’ ESG statements are above board, according to the agency’s enforcement director.
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Premium
FinCEN head touts compliance through enforcement approach
Andrea Gacki, head of the Financial Crimes Enforcement Network, said recent enforcement actions by the agency have addressed significant gaps in the U.S. anti-money laundering/countering the financing of terrorism regime and exposed specific risk factors, trends, and typologies.
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News Brief
Walmart shares successes behind supplier emissions reduction initiative
Retail giant Walmart announced the completion of an initiative to reduce emissions in its supply chain six years earlier than its intended target.