All United States articles – Page 17
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Blog
Corvus Insurance appoints chief risk officer
Corvus Insurance announced the appointment of Albert Zhou as chief risk officer.
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Blog
Monday.com promotes general counsel to chief people and legal officer
Software developer monday.com announced the promotion of General Counsel Shiran Nawi to chief people and legal officer.
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Blog
Nobell Foods names chief legal officer
Nobell Foods announced the appointment of Justin Ferber as chief legal officer.
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News Brief
Banking regs seek consistency via new TPRM guidance
U.S. banking regulators combined to issue final guidance on managing the risks of third-party relationships that replaces the previous documentation each agency released individually.
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Opinion
‘Bully Market’ depicts Goldman Sachs lacking in culture vigilance
Jamie Fiore Higgins’s experiences at Goldman Sachs as chronicled in her memoir “Bully Market” prove a timely read following the investment bank’s $215 million class-action settlement over gender discrimination.
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Premium
KPMG report: Bank supervision, cyber among reg focus areas for rest of year
A new report by KPMG on key regulatory challenges for the second half of 2023 warned financial institutions to prepare for increased scrutiny, while all companies should expect more questions on how they oversee their cybersecurity and data management programs.
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News Brief
CFPB: ‘Poorly deployed’ AI chatbots harming banking customer service
The Consumer Financial Protection Bureau flagged risks regarding expanded use of chatbots by financial institutions, specifically for customer service purposes.
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News Brief
SEC rule prohibits manipulating CCOs at security-based swaps
The Securities and Exchange Commission adopted two rules aimed at curbing potential misconduct in the security-based swaps market.
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News Brief
Florida marks 10 U.S. states with data privacy laws
Florida became the 10th U.S. state to pass a comprehensive consumer data privacy bill, though its law will only apply to larger businesses with more than $1 billion in annual revenue.
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News Brief
PCAOB proposal puts pressure on auditors to find fraud
The Public Company Accounting Oversight Board proposed standard updates that would require auditors to enhance scrutiny toward potential instances of company noncompliance, including fraud, in their audit work.
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News Brief
SEC continues crusade against crypto with Coinbase charges
The Securities and Exchange Commission continued its crackdown on the digital asset industry, charging cryptocurrency exchange Coinbase with violating federal securities laws.
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News Brief
Cantaloupe fined $1.5M in SEC accounting fraud case
Electronic payments software company Cantaloupe agreed to pay a $1.5 million penalty to settle allegations of accounting fraud levied by the Securities and Exchange Commission arising from improper revenue recognition practices.
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News Brief
Microsoft to pay $20M in FTC settlement over Xbox COPPA lapses
Microsoft agreed to pay $20 million as part of a settlement with the Federal Trade Commission addressing allegations its Xbox video game platform illegally collected and retained the personal information of children.
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Premium
Responsible use cases exist for generative AI in compliance—if you plan carefully
The possibilities for productive use of generative AI are alluring, compliance professionals say. But harnessing the technology in an ethical and compliant manner requires thorough risk assessment.
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Blog
Amtrak recruits CCO from MassDOT
The chief compliance officer at the Massachusetts Department of Transportation, Maria Buccieri, is departing the agency for a compliance role with the National Railroad Passenger Corporation.
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News Brief
SEC charges Binance, founder in latest crypto crackdown
The Securities and Exchange Commission charged Binance Holdings, its U.S.-based affiliate BAM Trading Services, and their founder Changpeng Zhao with a series of securities law violations, including operating unregistered exchanges.
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Blog
Camden National Bank promotes enterprise risk head to chief risk officer
Camden National Bank announced the promotion of David Ackley Jr. to executive vice president and chief risk officer.
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Blog
Kroll promotes legal, risk leaders
Business consulting and services company Kroll announced the promotion of General Counsel Edward Forman to chief legal and risk officer, with Deputy General Counsel Christopher Matteson succeeding Forman.
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Blog
Federal Reserve Bank of New York appoints chief risk officer
The Federal Reserve Bank of New York announced the appointment of Mihaela Nistor as chief risk officer and head of the risk group.
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News Brief
SEC dismisses 42 cases after improper access findings
The Securities and Exchange Commission dismissed proceedings in 42 enforcement cases after disclosing improper staff access to restricted records at the agency occurred on a wider scale than initially identified.