All United States articles – Page 16
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Blog
FREYR Battery names interim legal chief
FREYR Battery announced that Peter del Vecchio will be joining as interim chief legal officer.
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Blog
Discover adds interim legal chief, GC
Discover Financial Services added Kelly Welsh as the incoming interim chief legal officer, general counsel and head of corporate and public affairs.
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Antelope Enterprise announces compliance chief
Antelope Enterprise Holdings Limited, a provider of electricity through natural gas power generation, announced the appointment of Junjie Dong as the new corporate secretary and chief compliance officer.
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Blog
World Bank Group appoints risk chief
The World Bank Group announced the appointment of Dennis McLaughlin as chief risk officer and vice president.
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News BriefFINRA fines Morgan Stanley $1M for alleged documentation failures
The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures related to risk management controls and supervisory procedures involving violations of the Market Access Rule.
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News BriefTexas health group pays $14.2M for alleged physician self-referral violations
A Texas health care organization agreed to pay $14.2 million to settle allegations it filed false claims related to violations of the “Stark” self-referral law, according to the Department of Justice.
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Sonida announces new GC
Sonida Senior Living, an owner, operator and investor in senior living communities, announced that Tabitha Bailey will be appointed senior vice president and chief legal officer, effective Jan. 1.
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Church Pension Group names legal chief
The Church Pension Group announced the appointment of Julian Chung as executive vice president, chief legal officer and corporate secretary.
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BambooHR appoints legal chief
BambooHR announced the appointment of Jonathan Vaas as the company’s new chief legal officer.
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PremiumUnderfunding of BSA/AML compliance made TD Bank an unwitting partner to cross-border crime
Law enforcement officials stumbled on TD Bank’s role in money laundering while investigating a Mexican drug cartel. They found that the bank’s corporate culture considered compliance, particularly BSA/AML compliance, a low priority. As they dug deeper, authorities discovered that multiple money laundering schemes had infiltrated the bank’s network.
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News BriefVystar pays $1.5 million for alleged lack of due diligence with launch of troubled banking system
VyStar credit union has agreed to pay a $1.5 million fine and make restitution to customers harmed by its alleged lack of due diligence when it launched a new banking platform, the Consumer Financial Protection Bureau said.
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PremiumElection rules aimed to curb AI misuse may serve as regulatory warning for all advertisers
With the presidential election this week, one fear has remained on the minds of voters regardless of their political stripe–that artificial intelligence will be misused to change the outcome of the race.
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Blog
Premier Transportation appoints compliance chief, GC
Premier Transportation named Shiriki Jones, ESQ, as chief compliance officer, general counsel.
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News BriefJPMorgan Chase to pay $151M in penalties, restitution to settle disclosure lapses
Two affiliates of JPMorgan Chase have agreed to pay $151 million to settle five separate enforcement actions for making misleading disclosures, breaching fiduciary duties, and other failures related to investors.
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PremiumSpeakers at Compliance Week AI & Compliance Summit talk future rules around technology
While companies are exploring and building artificial intelligence technology, lawmakers and regulators are trying to identify what ground rules they need to set. These guardrails are what companies and governments alike believe are essential parts of ensuring safe and responsible use of the technology.
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News BriefTreasury set to block investment flow on American AI, semiconductor tech to China
The U.S. Treasury Department has issued a final rule–and created a new division to oversee it–that will attempt to limit outbound investments to China related to sensitive technologies with military applications.
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News BriefFCC teams up with CPPA to enforce privacy rules
In an effort to streamline the enforcement of California’s stringent privacy rules, the Federal Communications Commission has signed a memorandum of understanding (MOU) with the California Privacy Protection Agency.
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PremiumAI & Compliance Summit: Regs discuss artificial intelligence guardrails for financial services
Artificial intelligence is an exciting, new technology and it is well-regulated by old laws and rules already on the books, financial regulators said at Compliance Week’s AI & Compliance Summit at Boston University.
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Blog
BayCom Corp names Lotus Hotels’ GC as director
BayCom Corp, the holding company for United Business Bank, announced that Lotus Hotels and Investments’ General Counsel and Chief Operating Officer Bhupen Amin was appointed as director of the company, effective Nov. 1.
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Blog
Kraft Heinz welcomes global GC
Food company Kraft Heinz announced the appointment of Angel Shelton Willis as executive vice president, global general counsel and corporate affairs officer, effective Nov. 18.