All United States articles – Page 16
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Blog
Intellivo names chief legal officer
Intellivo, provider of innovative payments technology for health plans, payers, and providers, announced the appointment of Win Rawson as chief legal officer.
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MDU Resources Group names legal chief
MDU Resources Group board of directors has approved the appointment of Anthony Foti as chief legal officer and corporate secretary, effective Oct. 7.
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Shoals Technologies Group announces interim legal chief
Shoals Technologies Group announced the addition of Chad Warpula as interim chief legal officer.
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Arizona Sonoran announces GC
Arizona Sonoran Copper Company announced the appointment of Nicholas Hayduk as VP Corporate Development, general counsel and corporate secretary.
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Generate Capital adds risk chief
Generate Capital announced the addition of Nancy Tsang as chief risk officer.
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LeoLabs adds chief legal officer
LeoLabs, provider of integrated Space Situational Awareness and Space Domain Awareness solutions, announced the appointment of Karen Dacres as chief legal officer and corporate secretary.
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Smith College appoints GC
Smith College appointed Gretchen Groggel Ralston as the college’s vice president and general counsel.
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ConcertAI appoints general counsel
ConcertAI, a platform for oncology research and data, announced that James Salitan has joined the company as general counsel.
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Silvaco appoints general counsel
Silvaco Group, an electronics design automation tools and semiconductor IP provider, announced the appointment of Candace Jackson as senior vice president, general counsel and corporate secretary.
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Cowbell names general counsel
Cowbell, a provider of cyber insurance for small and medium-sized enterprises and middle-market businesses, has promoted Eric Biderman to general counsel.
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Bunker Hill names Rare Element GC to board
Bunker Hill Mining Corp. announced the appointment of Kelli Kast, who serves as the vice president, general counsel and chief administrative officer of Rare Element Resources, to its board of directors.
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Vibrant Emotional Health welcomes GC
Vibrant Emotional Health announced the appointment of Todd Pearson as its new general counsel.
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Princeton University’s first compliance chief to step down
Princeton University’s first chief audit and compliance officer Nilufer Shroff will step down at the end of this academic year.
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Altruist names compliance, ethics, risk chief
Altruist, the modern custodian for independent registered investment advisors, announced the appointment of LaSalle Vaughn as its new chief compliance, ethics, and risk officer.
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PremiumNew U.K. enforcement body piles pressure on sanctions evaders
Global sanctions rules are increasing rapidly, as are tools to detect and punish those who break them. In response, the U.K. government is creating a new Office of Trade Sanctions Implementation to investigate and penalize those who break sanctions rules.
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News BriefSEC enforcement head Grewal to step down
Gurbir Grewal, director of the Securities and Exchange Commission’s Division of Enforcement, will step down from his post Oct. 11. Grewal, who had served as the division’s director since 2021, will be replaced by Sanjay Wadhwa, currently the division’s deputy director, the SEC said.
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News BriefT-Mobile reaches $31.5M settlement with FCC over multiple data breaches
T-Mobile, which experienced three huge data breaches in the past three years, agreed to pay $31.5 million in penalties and remediation for failing to protect millions of its customers’ personal information as part of a settlement with the Federal Communications Commission.
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PremiumAre the qui tam provisions of the False Claims Act constitutional? A Florida judge just said no
A federal court in Florida has lashed out at federal whistleblower programs by dismissing a mundane False Claims Act case against a medical practice on the grounds that the qui tam provisions of the FCA are unconstitutional.
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News BriefTD Bank unit to pay $28M in penalties for failing to properly supervise rogue trader
Broker-dealer TD Securities failed to prevent a trader from placing and then withdrawing thousands of false trades over the course of a year in part because its compliance department failed to follow up on red flags generated by the illegal trades, three regulators said.
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News BriefFINRA fines Merrill Lynch, BofA Securities $2.3M for reporting, registration failures
The Financial Industry Regulatory Authority issued two separate fines against Merrill Lynch and BofA Securities totaling nearly $2.3 million for reporting violations and failing to timely file amendments on registration forms for their registered representatives.