All United States articles – Page 19
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Blog
Soil Health Institute names CHS sustainability chief to board
The Soil Health Institute announced the appointment of Megan Rock, chief sustainability officer at agriculture company CHS, to the nonprofit’s board of directors.
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Blog
Kraton’s general counsel adds chief sustainability officer title
Kraton Corp., a producer of specialty polymers and products derived from renewable resources, announced the appointment of Rogier Roelen as chief sustainability officer, in addition to his existing role as vice president, general counsel.
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Blog
Garmin names general counsel
Wearable technology company Garmin announced Josh Maxfield will assume the role of vice president, general counsel and assistant secretary.
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Blog
Aveanna Healthcare Holdings appoints legal chief
Aveanna Healthcare Holdings announced the appointment of Jerry Perchik as chief legal officer and secretary.
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News Brief
Proterial Cable America earns DOJ declination in apparent fraud case
Proterial Cable America received a declination notice from the Department of Justice related to its voluntary self-disclosure and remediation of apparent fraud committed by its employees.
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Premium
SEC’s Grewal: General compliance principles for avoiding AI washing
Gurbir Grewal, director of the Securities and Exchange Commission’s Division of Enforcement, laid out general principles for “proactive compliance” to avoid making false or misleading claims about the capabilities of artificial intelligence products and services.
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News Brief
FinCEN warns of fake U.S. passport cards used to commit fraud
The Financial Crimes Enforcement Network is warning financial institutions of counterfeit U.S. passport cards used to commit fraud and identity theft.
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Blog
Patriot National Bancorp names acting risk, compliance chief
Patriot National Bancorp disclosed Joshua Oliver will be acting chief risk and compliance officer upon the resignation of Judith Corprew.
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Blog
Cushman & Wakefield appoints first sustainability chief
Global real estate services firm Cushman & Wakefield announced the appointment of Jessica Francisco as its first chief sustainability officer.
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Blog
Digimarc announces chief legal officer
Digital watermarking technologies company Digimarc Corp. announced George Karamanos joined the company as chief legal officer.
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Blog
Valet Living names chief legal and compliance officer
Residential amenities provider Valet Living promoted Isorys Dilone to chief legal and compliance officer.
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News Brief
FINRA orders Barclays unit to pay $700K over conflicts of interest
A Barclays unit agreed to pay $700,000 to settle allegations levied by the Financial Industry Regulatory Authority that its research analysts violated conflict-of-interest rules and the firm failed to sufficiently supervise their trades.
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News Brief
U.S., U.K. ban new Russian metal imports
The U.S. Treasury Department, in coordination with the United Kingdom, is clamping down harder on Russia’s ability to wage war against Ukraine by banning the import of Russian-origin aluminum, copper, and nickel.
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Blog
Clario appoints chief legal officer
Healthcare research and technology company Clario announced the appointment of Julia James as chief legal and administrative officer.
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Blog
IonQ welcomes new legal chief
Quantum computing company IonQ announced the appointment of Stacey Giamalis as chief legal officer and corporate secretary.
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Blog
Corning adds general counsel
Corning Incorporated, a company that specializes in glass and ceramic technologies, announced Michaune Tillman joined as senior vice president and general counsel.
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Blog
Leslie’s names general counsel
Leslie’s, a retailer of swimming pool and spa care supplies, announced the appointment of Benjamin Lindquist as senior vice president, general counsel and corporate secretary.
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Blog
Arizona College of Nursing appoints chief compliance officer
Arizona College of Nursing announced Dominick Muracco joined the organization as chief compliance officer and general counsel.
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Premium
‘You have to sell compliance’: Tips for building compliance programs from scratch
A panel of experienced compliance professionals shared the various approaches they took to build compliance programs from the ground up at Compliance Week’s 2024 National Conference.
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News Brief
SEC fines five investment advisers in marketing rule sweep
Five registered investment advisers agreed to pay a total of $200,000 in penalties for allegedly violating the Securities and Exchange Commission’s amended marketing rule.