All United States articles – Page 76
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News BriefN.Y. hospitals face stiff cybersecurity requirements under proposed rules
New York hospitals would be required to have a cybersecurity program that includes regular cyber risk assessments under newly proposed regulations.
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PremiumA job never done: Tips for TPRM integration
Taking risk mitigation further and understanding your third parties and their risks can create value for your organization, practitioners discussed as part of a panel at CW’s virtual TPRM and Oversight Summit.
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News BriefCharter Communications fined $25M over stock buyback violations
The Securities and Exchange Commission fined Charter Communications $25 million for violating internal accounting control requirements related to stock buybacks.
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PremiumSolving the off-channel communications conundrum
Firms monitoring employee use of off-channel communications for business purposes face numerous obstacles. How much is enough, in the opinion of regulators? How much is too much, in the eyes of employees? Determinations must be made as regulators crack down.
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News BriefSEC lauds cooperators, whistleblowers in FY23 enforcement results
A big year for disgorgement helped the Securities and Exchange Commission to its second highest total of financial remedies ordered in a single year in fiscal year 2023.
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News BriefPwC Greece fined $3M for due care, skepticism failures
The Greece-based branch of Big Four audit firm PwC agreed to pay $3 million as part of a settlement with the Public Company Accounting Oversight Board addressing alleged failures in due professional care and appropriate skepticism regarding an audit of a marine fuel logistics company.
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News BriefHHS publishes updated healthcare compliance guidance
New guidance from the Department of Health and Human Services is designed to apply generally to the healthcare industry, from doctors to pharmaceutical manufacturers, and help all such entities self-monitor their compliance and prevent waste, fraud, and abuse.
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PremiumCrisis management: Know the facts, keep communications clear
A panel of legal experts breaks down how to handle an all-out crisis, from whom to involve, what to disclose to regulators, and how to conduct a proper investigation.
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Blog
First Tech Federal Credit Union appoints first risk chief
First Tech Federal Credit Union announced the appointment of Jeff Prelle as its first chief risk officer.
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Blog
SEKO Logistics announces chief compliance officer
SEKO Logistics, a supply chain solutions provider, announced the promotion of Lila Landis to global chief compliance officer.
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Blizzard names global diversity officer
Blizzard Entertainment introduced Pamela Burga as its global diversity, equity, and inclusion officer.
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Keurig Dr Pepper promotes sustainability chief to head corporate affairs
Beverage company Keurig Dr Pepper promoted its Senior Vice President and Chief Sustainability Officer Monique Oxender to chief corporate affairs officer.
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News Brief
Ex-OneCoin compliance head pleads guilty to fraud role
The former head of legal and compliance at OneCoin pleaded guilty to fraud charges regarding her role in a cryptocurrency marketing scheme that generated more than $4 billion in sales and revenue.
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PremiumKPMG report forecasts heighted risk standards for banks in 2024
A new report from KPMG predicted the banking and financial services industries will be hit with unprecedented regulatory intensity in 2024, with regulators expecting compliance deficiencies to be addressed more thoroughly and quicker than ever before.
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News BriefReport: Morgan Stanley AML controls draw Fed scrutiny
The wealth management arm of Morgan Stanley is being probed by the Federal Reserve regarding the controls it has in place to prevent wealthy foreign customers from laundering money, according to a report from the Wall Street Journal.
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PremiumTPRM Summit: How to operate a risk-based due diligence program
A panel of experts broke down the nuts and bolts of integrating a risk-ranking strategy and tailored approach to third-party due diligence at CW’s virtual TPRM and Oversight Summit.
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Blog
Millennium Challenge Corporation appoints general counsel
The Millennium Challenge Corporation, an independent government agency, announced the hiring of Peter Jaffe as vice president, general counsel and corporate secretary.
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Celanese names general counsel
Chemical and specialty materials company Celanese Corp. named Ashley Duffie as senior vice president and general counsel.
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Cox Enterprises names chief compliance and privacy officer
Cox Enterprises announced Amber Hall has been named its chief compliance and privacy officer.
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IDEOlogy Health appoints chief compliance officer
Medical education company IDEOlogy Health announced the appointment of Sandra Park as general counsel and chief compliance officer.